Weekly Banking Bulletin
April 29, 2022
SECTION I
This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services. Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT. Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item. More specifically, such comments or objections, including any that concern CRA-related applications, should be either (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by email to [email protected].
SECTION II
This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.
GENERAL INFORMATION
Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution. The following is a list of the codes and their meanings:
Institution Codes
BK |
Bank |
MB |
Mortgage Banker |
BP |
Budget Planner |
BR |
Mortgage Broker |
CC |
Check Casher |
MS |
Mortgage Servicer |
CU |
Credit Union |
PF |
Premium Finance Agency |
FA |
Foreign Agency |
PB |
Private Banker |
FB |
Foreign Branch |
SB |
Savings Bank |
FR |
Foreign Representative Office |
SD |
Safe Deposit Company |
HC |
Holding Company |
SF |
Sales Finance Agency |
IC |
Investment Company |
SL |
Savings and Loan Association |
LL |
Licensed Lender |
SL |
Student Loans |
MK |
Merchant Bank |
TM |
Transmitter of Money |
MI |
Miscellaneous |
TR |
Trust Company |
VC |
Virtual Currency |
Regulatory Unit Codes
CM |
Capital Markets |
CRB |
Community and Regional Banks |
CEU |
Consumer Examination Unit |
FWB |
Foreign and Wholesale Banks |
LFS |
Licensed Financial Services |
MBD |
Mortgage Banking |
SECTION I
April 21, 2022 (BK-CRB)
SIGNATURE BANK
565 Fifth Avenue, New York, NY 10017
Application dated April 21, 2022, for permission to change the location of branch office from
3257 E. Guasti Road, (Suite 230), Ontario, San Bernardino County, California 91761 to 3257 E. Guasti Road, (Suite 320), Ontario, San Bernardino County, California 91761, received.
April 25, 2022 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, New York 14203
Notice of intention to close branch office at 14 Mamaroneck Avenue, White Plains, Westchester County, New York 10601, received.
The comment period on this notice will expire May 31, 2022.
April 25, 2022 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, New York 14203
Notice of intention to close branch office at 1320 Stony Brook Road, Stony Brook, Suffolk County, New York 11790, received.
The comment period on this notice will expire May 31, 2022.
April 25, 2022 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Notice of intention to close branch offices at the following four locations, received:
- 640 Johnson Avenue, Bohemia, Town of Islip, Suffolk County, New York 11716
- 1769 Route 52, Fishkill, Dutchess County, New York 12524
- 106 Seventh Street, Garden City, Nassau County, New York 11530
- 534 Middle Neck Road, Great Neck, Nassau County, New York 11023
The comment period on these notices will expire May 31, 2022.
April 25, 2022 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Notices of intention to close branch offices at the following two locations, received:
- 1444 East Boston Post Road, Mamaroneck, Westchester County, New York 10543; and
- 251 Main Street, Mount Kisco, Westchester County, New York 10549.
The comment period on these notices will expire on May 31, 2022.
April 26, 2022 (SF-LFS)
AQUA FINANCE, INC.
ONE CORPORATE DRIVE, SUITE 300, WAUSAU, WI 54401
A change of control application was received from Otter Holdco, Inc. to acquire 100% ownership in Aqua Intermediate, Inc., the direct parent of the licensee Aqua Finance, Inc.
The publication of receipt of this application does not indicate that the application is deemed complete. An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.
April 27, 2022 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Application dated April 25, 2022, for permission to open and occupy a branch office at 957 Main Street, East Hartford, Hartford County, Connecticut 06108, received.
April 28, 2022 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Notice of intention to establish an electronic facility (automated teller machine) at 800 East Market Street, York, York County, PA 17403, received.
April 28, 2022 (TM-LFS)
LL PAY U.S., LLC
335 Madison Avenue, Suite 6F-1, New York, New York 10017
Notification was received for the change of headquarters location from 335 Madison Avenue, Suite 6F-1, New York, New York 10017 to 335 Madison Avenue, Suite 5F1, New York, New York 10017.
The publication of receipt of this notification does not indicate that the notification is deemed complete. A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.
Application to establish a Mortgage Banker's Branch received for examination:
April 25, 2022 (MB-MBD)
Full Service Branch
Jet Direct Funding Corp. D/B/As:
Jet Direct Mortgage
Senior Reverse Network
4875 Sunrise Highway, Suite 101, Bohemia, NY 11716
April 25, 2022 (MB-MBD)
Full Service Branch
Homebridge Financial Services, Inc. D/B/A Menlo Park Funding
106 7th Street, Suite 203, Garden City, NY 11530
Application received pursuant to Section 594-b of the New York Banking Law and Part 410 of the Superintendent's Regulations for control interest:
April 26, 2022 (MB-MBD)
Applicant(s)
Casey Crawford
To acquire interest in:
Movement Mortgage, LLC
8024 Calvin Hall Road, Indian Land, SC 29707
April 27, 2022 (MB-MBD)
Applicant(s)
Annie Lois Johnson
To acquire interest in:
United Security Financial Corp
930 East 6600 South, Murray, UT 84121
Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing. They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.
Date of Application | NMLS # | Applicant Name | City | State |
---|---|---|---|---|
October 6, 2021 | 2093200 | Christina Joy Georgiades | Yonkers | New York |
February 3, 2022 | 2007822 | Bridget Marie Miller | Gilbert | Arizona |
February 18, 2022 | 2265901 | Aaron Ray Bryant | Frederick | Maryland |
March 4, 2022 | 1833016 | Jamie Demetries Sanders | Yonkers | New York |
March 8, 2022 | 304760 | Michelle Margaret Raymond | Loudonville | New York |
March 8, 2022 | 2279831 | Riwan John Askar | Shelby Township | Michigan |
March 21, 2022 | 2131178 | Jakob Tyler Knott | Macomb | Michigan |
March 22, 2022 | 292115 | Qi Zhao | Hillsborough | New Jersey |
March 30, 2022 | 453452 | Melanie Nancy Stewart | Wilmington | North Carolina |
April 4, 2022 | 1950338 | Francesca Marie Svoboda | Hazlet | New Jersey |
April 4, 2022 | 2258622 | Terri Regina Thomas | Arlington | Texas |
April 4, 2022 | 2287753 | David Davidovitz | Brooklyn | New York |
April 4, 2022 | 2314264 | Paolo Impellizzeri | Old Greenwich | Connecticut |
April 5, 2022 | 2252622 | Joseph Vincent Tuozzo | Huntington | New York |
April 5, 2022 | 2336765 | Nicole Christine Lodderhose | St. Louis | Missouri |
April 6, 2022 | 1529013 | Nicole-Kay Camille Edwards | Hyde Park | New York |
April 6, 2022 | 1951365 | Nora Berisha | Brewster | New York |
April 7, 2022 | 403879 | Natalie Marie McNaught | Mahwah | New Jersey |
April 7, 2022 | 1670189 | Denisse De Aza | Philadelphia | Pennsylvania |
April 7, 2022 | 2227651 | Michael Francis Doyle | Merrick | New York |
April 11, 2022 | 2328067 | Michael Hauser | Warwick | New York |
April 13, 2022 | 2098528 | Jennifer Marie Sulli | Riverside | California |
April 13, 2022 | 2302758 | Zachary James Atanasovski | Melvindale | Michigan |
April 14, 2022 | 2112170 | James Joseph Drennen | Philadelphia | Pennsylvania |
April 15, 2022 | 1784894 | Ammar Mohammed Altamimi | Los Angeles | California |
April 15, 2022 | 2107587 | Hamze Nasrat Haidar-Ahmad | Southfield | Michigan |
April 15, 2022 | 2129412 | Richard Anthony Adinolfi | Ronkonkoma | New York |
April 15, 2022 | 2234663 | Giovanni Ishmael Delgado-Peralta | Costa Mesa | California |
April 15, 2022 | 2271602 | Adrian Viramontes | Garden Grove | California |
April 15, 2022 | 2291604 | Kerri-Ann Maria Kaizer | Irvine | California |
April 15, 2022 | 2295860 | Alexander Michael Garcia | Oceanside | California |
April 15, 2022 | 2297722 | Corey Joseph Mortenson | Irvine | California |
April 18, 2022 | 1783149 | Derek Wester Staples | Detroit | Michigan |
April 18, 2022 | 1874213 | Anthony Paul LaRocco | Farmingdale | New York |
April 18, 2022 | 2038619 | Eric Medeiros-gnani Simoes | Grosse Pointe Woods | Michigan |
April 18, 2022 | 2220458 | Vaughn Kyle Hart | Feasterville | Pennsylvania |
April 18, 2022 | 2258869 | Saed Mike Faraj | Dearborn | Michigan |
April 18, 2022 | 2267054 | Patrick Jung | Westbury | New York |
April 19, 2022 | 148202 | Lisa Marie Mertz | Germantown | Maryland |
April 19, 2022 | 1281034 | Irene Theodora Zervoudis | Tuxedo Park | New York |
April 19, 2022 | 2037408 | Donatello Vittorio Meltz De Meo | Brooklyn | New York |
April 19, 2022 | 2268224 | Shannon Christie Penley | Indianapolis | Indiana |
April 19, 2022 | 2272470 | Michael Jai Grant | Stamford | Connecticut |
April 20, 2022 | 2185443 | Karina Carrillo Krogman | Chula Vista | California |
April 20, 2022 | 2300799 | Lori Jean Falkowski | Warrington | Pennsylvania |
SECTION II
April 26, 2022 (FB-FWB)
PORTIGON AG
Völklinger Straße 4, 40219 Düsseldorf, Germany
Voluntary liquidation, pursuant to Section 605.11 of the Banking Law, of its New York branch located at 6 Thorman Lane, Huntington, NY 11743, completed. License surrendered as of November 30, 2021.
April 26, 2022 (CC-LFS)
BROAD STREET CHECK CASHING CORP. (“BROAD STREET”) D/b/a NYC CHECK EXPRESS
24 Beaver Street, New York, NY 10004
The license to engage in business as a casher of checks at the following location has been surrendered:
Main office: 24 Beaver Street, New York, New York 10004
Effective February 18, 2022, Broad Street is no longer authorized to conduct check cashing business in the State of New York.
April 26, 2022 (SB-CRB)
NEW YORK COMMUNITY BANK
102 Duffy Avenue, Hicksville, NY 11801
FLAGSTAR BANK, FSB (MI-CRB)
5151 Corporate Drive, Troy, MI 48098
Application, pursuant to Section 601-b of the Banking Law, for Flagstar Bank, FSB to merge with and into New York Community Bank, under the name New York Community Bank, approved.
April 27, 2022 (MI-CRB)
CORE FEDERAL CREDIT UNION
7200 Kirkville Road, East Syracuse, NY 13057
Application, pursuant to Section 486 of the Banking Law, for the conversion of CORE Federal Credit Union to a New York State-chartered credit union, under the name CORE Credit Union, approved.
April 27, 2022 (CU-CRB)
CFCU COMMUNITY CREDIT UNION
1030 Craft Road, Ithaca, NY 14850
CORE CREDIT UNION
7200 Kirkville Road, East Syracuse, NY 13057
Application, pursuant to Section 601-b of the Banking Law, for the merger of CORE Credit Union with and into CFCU Community Credit Union, under the name CFCU Community Credit Union, approved.
April 28, 2022 (MI-CRB)
FORBRIGHT BANK
7963 Tuckerman Lane, Potomac, MD 20854
Notification received, in accordance with Supervisory Policy G 8, of the establishment of a representative office to be located at 80 Broad Street, Suite 1801, Borough of Manhattan, City of New York 10004.
License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York Banking Law:
April 27, 2022 (MB-MBD)
Full Service Branch
loanDepot.com, LLC D/B/As:
LDWholesale
loanDepot
2385 NW Executive Center Drive, Suite 120, Boca Raton, FL 33431
April 27, 2022 (MB-MBD)
Full Service Branch
loanDepot.com, LLC D/B/As:
LDWholesale
loanDepot
1515 Market Street, Suite 1530, Philadelphia, PA 19102
April 27, 2022 (MB-MBD)
Full Service Branch
Rocket Mortgage, LLC
11 North Main Street, Honeoye Falls, NY 14472
April 27, 2022 (MB-MBD)
Full Service Branch
Everett Financial, Inc. D/B/A Supreme Lending
23227 Red River Drive, First Floor, Katy, TX 77494
April 27, 2022 (MB-MBD)
Full Service Branch
Galaxy Lending Corporation
6003 8th Avenue, 2nd Floor, Brooklyn, NY 11220
April 27, 2022 (MB-MBD)
Full Service Branch
Guaranteed Rate, Inc.
161 Wailea Ike Place, Suite C-101, Wailea, HI 96753
April 27, 2022 (MB-MBD)
Full Service Branch
CrossCountry Mortgage, LLC
1000 US Highway 9 N, Suite 305, Woodbridge, NJ 07095
April 27, 2022 (MB-MBD)
Full Service Branch
Rocket Mortgage, LLC
430 Main Avenue, Suite 206, Norwalk, CT 06851
April 27, 2022 (MB-MBD)
Full Service Branch
Rocket Mortgage, LLC
2908 Military Road, Niagara Falls, NY 14304
Mortgage Broker Certificate Name Changes:
April 27, 2022 (BR-MBD)
From: Joyce Financial Corp.
To: Joyce Financial Corp. D/B/A QuestStar Mortgage
Mortgage Banker Branch License Address Changes:
April 26, 2022 (MB-MBD)
Advisors Mortgage Group, L.L.C. D/B/A Fix-It Renovation Lending
From: 3330 Park Ave, Suite 1, Wantagh, NY 11793
To: 3265 Merrick Road, Wantagh, NY 11793
April 26, 2022 (MB-MBD)
RoundPoint Mortgage Servicing Corporation
From: 98 Cuttermill Road, Suite 200 North, Great Neck, NY 11021
To: 98 Cuttermill Road, Suite 90 North, Great Neck, NY 11021
Application to establish a Mortgage Banker's Branch received for examination, has been withdrawn:
April 25, 2022 (MB-MBD)
Full Service Branch
Guaranteed Rate, Inc.
1408 N. Westshore Blvd, Suite 450, Tampa, FL 33607
Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York Banking Law.
Date of Approval | NMLS # | Applicant Name | City | State | Sponsoring Entity |
---|---|---|---|---|---|
April 21, 2022 | 108444 | Paul Andrew Davis | Manahawkin | New Jersey | Movement Mortgage, LLC |
April 21, 2022 | 208756 | Frederick Scott Arlotta | Massapequa | New York | Hartford Funding, Ltd. |
April 21, 2022 | 265177 | Carla E. Teehan | Hampton | New Jersey | Greenway Mortgage Funding Corp. |
April 21, 2022 | 479314 | Kathleen Anne Bange | Corning | New York | Movement Mortgage, LLC |
April 21, 2022 | 637205 | Jon Leonard Majerus | Las Vegas | Nevada | SoFi Lending Corp. |
April 21, 2022 | 673165 | Joseph Dlabola | Wantagh | New York | CrossCountry Mortgage, LLC |
April 21, 2022 | 751529 | Aileen C. Perez | Newburgh | New York | Superior Mortgage Co., Inc. |
April 21, 2022 | 836621 | Daniel Tubian | Great Neck | New York | Contour Mortgage Corporation |
April 21, 2022 | 868029 | Kevin B. Smith | Baldwin | New York | Russell Capital Group LLC |
April 21, 2022 | 1150977 | Luis Alberto Sanchez-Santana | Roselle Park | New Jersey | Guaranteed Rate, Inc. |
April 21, 2022 | 1273644 | Luis Angel Davila Martinez | Centennial | Colorado | American Financing Corporation |
April 21, 2022 | 1301286 | Richard Michael Jarvis | Westbury | New York | Embrace Home Loans, Inc. |
April 21, 2022 | 1394902 | Katrine Ann Christiansen | Anderson | Indiana | Freedom Mortgage Corporation |
April 21, 2022 | 1459538 | Matthew David Moorman | Charlotte | North Carolina | NP, Inc. |
April 21, 2022 | 1537171 | Mi Sun Lee | Fort Lee | New Jersey | Green Mortgage Corp. |
April 21, 2022 | 1650366 | Benjamin Edward Ruby | Royal Oak | Michigan | Rocket Mortgage, LLC |
April 21, 2022 | 1810346 | Christian Aguirre Hurtado | Riverhead | New York | Nationwide Mortgage Bankers, Inc. |
April 21, 2022 | 1901416 | Emily Marie Ernst | Lakewood | Ohio | Rocket Mortgage, LLC |
April 21, 2022 | 1901584 | Ashley Mae Wakeley | Fairview Park | Ohio | Rocket Mortgage, LLC |
April 21, 2022 | 1916549 | Joseph Andrew Sheehan | Clinton | Ohio | Rocket Mortgage, LLC |
April 21, 2022 | 1929752 | Lexy Thi Nguyen | Huntington Beach | California | Carrington Mortgage Services, LLC |
April 21, 2022 | 1957723 | Rachel Ann Woods | Deaborn Heights | Michigan | Rocket Mortgage, LLC |
April 21, 2022 | 1971439 | Moriah Gabrielle Holden | Painesville | Ohio | Rocket Mortgage, LLC |
April 21, 2022 | 2028016 | Riku Ikeda | Huntington Beach | California | Advisors Mortgage Group, LLC |
April 21, 2022 | 2052276 | Christopher Michael Chounet | Aurora | Ohio | Reliance First Capital, LLC |
April 21, 2022 | 2068402 | Jake Leighton Foley | Commack | New York | Kwik Mortgage Corporation |
April 21, 2022 | 2071269 | Paul David Gassman | Westlake | Ohio | Rocket Mortgage, LLC |
April 21, 2022 | 2128938 | Eric Sedano | Paramount | California | loanDepot.com, LLC |
April 21, 2022 | 2133672 | Sheryl Elizabeth Scott | Bronx | New York | Promontory MortgagePath LLC |
April 21, 2022 | 2135587 | Akash Kumar | Bellerose | New York | Gadura Mortgage LLC |
April 21, 2022 | 2148664 | Shaun Mcgee | Queens Village | New York | RealFi Home Funding Corp. |
April 21, 2022 | 2158202 | Piotr Piekarz | Miami | Florida | Financial Triangle, Inc. |
April 21, 2022 | 2169922 | Kevin Michael Salazar | Brooklyn | New York | RoundPoint Mortgage Servicing Corporation |
April 21, 2022 | 2189935 | Diana Carolina Brand Realpe | Rancho Santa Margarita | California | loanDepot.com, LLC |
April 21, 2022 | 2217038 | Eugene Lefkowitz | Spring Valley | New York | The Mint Capital Inc. |
April 21, 2022 | 2245491 | Frank Valentino | West Islip | New York | Homereliance Capital Corp. |
April 21, 2022 | 2248424 | Steven Michael Schlosser | Bay Shore | New York | Nationwide Mortgage Bankers, Inc. |
April 21, 2022 | 2256069 | Lir Dahl | Bayside | New York | Cardinal Financial Company, LP |
April 21, 2022 | 2275095 | Chaya Bochner | Monroe | New York | Astar Home Capital Inc |
April 21, 2022 | 2278176 | Jonathan Daniel Matecki-Wolanin | Lancaster | New York | Premium Mortgage Corp. |
April 21, 2022 | 2283765 | Matthew Michael Mauldin | Danbury | Connecticut | Network Capital Funding Corporation |
April 21, 2022 | 2290102 | Mark Joseph Evans | Smithtown | New York | Coltrain Funding Group LLC |
April 21, 2022 | 2318305 | Christina Marie Coniglio | West Babylon | New York | Jet Direct Funding Corp. |
Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN. The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:
Date Application Withdrawn | NMLS # | Applicant Name | City | State |
---|---|---|---|---|
April 25, 2022 | 1629633 | Hayat M. Haidar | Dearborn | Michigan |