Weekly Banking Bulletin

December 17, 2021

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by email to [email protected].

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BK

Bank

MB

Mortgage Banker

BP

Budget Planner

BR

Mortgage Broker

CC

Check Casher

MS

Mortgage Servicer

CU

Credit Union

PF

Premium Finance Agency

FA

Foreign Agency

PB

Private Banker

FB

Foreign Branch

SB

Savings Bank

FR

Foreign Representative Office

SD

Safe Deposit Company

HC

Holding Company

SF

Sales Finance Agency

IC

Investment Company

SL

Savings and Loan Association

LL

Licensed Lender

SL

Student Loans

MK

Merchant Bank

TM

Transmitter of Money

MI

Miscellaneous

TR

Trust Company

    VC Virtual Currency

Regulatory Unit Codes

CM

Capital Markets

CRB

Community and Regional Banks

CEU

Consumer Examination Unit

FWB

Foreign and Wholesale Banks

LFS

Licensed Financial Services

MBD

Mortgage Banking

SECTION I

March 19, 2021 (SF-LFS)
NISSAN MOTOR ACCEPTANCE CORPORATION U/A/N INFINITI FINANCIAL SERVICES 
One Nissan Way, Franklin, Tennessee 37067

Notification received for the change of legal status from Nissan Motor Acceptance Corporation U/A/N Infiniti Financial Services to Nissan Motor Acceptance Company LLC U/A/N Infiniti Financial Services.

The publication of receipt of this notification does not indicate that the notification is deemed complete. A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.


December 17, 2021 (TM-LFS)
WESTERN UNION BUSINESS SOLUTIONS (USA), LLC
7001 E Belleview Ave., Denver, CO 80237

Application received for a change of control whereby Convera Bidco Limited will acquire the Business Solutions segment of The Western Union Company which includes the Licensee.

The publication of receipt of this application does not indicate that the application is deemed complete.  An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.


Application to engage in the business of a Mortgage Broker under Article 12-D of the New York Banking Law received for examination:

December 15, 2021 (BR-MBD)
Applicant(s)
Michael Perricone
Patricia Susan Beale
As: Branford Financial LLC
18 Pardee Place Ext, East Haven, CT 06512


Application to establish a Mortgage Banker's Branch received for examination:

December 14, 2021 (MB-MBD)
Full Service Branch
Rocket Mortgage, LLC
1268 Wantagh Avenue, Wantagh, NY 11793

December 14, 2021 (MB-MBD)
Full Service Branch
Rocket Mortgage, LLC
24102 Hillside Avenue, Bellerose, NY 11426


Article 12-E Applications received.  Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.  They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS #

Applicant Name

City

State

January 21, 2021

2001700

Natanel Reizis

Fort Lauderdale

Florida

October 6, 2021

2178531

Amrom Jankovits

Lakewood

New Jersey

October 8, 2021

1306335

Vrej Abrahamian

Forest Hills

New York

October 19, 2021

1970979

Shane Gerard Kennedy

Blauvelt

New York

October 20, 2021

2086161

Neville Garraway

Brooklyn

New York

October 20, 2021

2175338

Kenneth Wayne Hamada

Northport

New York

November 3, 2021

988213

Gregory Hercules

Valley Stream

New York

November 4, 2021

243438

Charles J. Kerls

San Francisco

California

November 4, 2021

483930

Brett Alan Smith

Mission Viejo

California

November 4, 2021

1435965

Jose Luis Lopez

Fontana

California

November 5, 2021

2225708

Justin Max Ashley

Plainview

New York

November 8, 2021

1937873

Justin Anthony Pretino

Allentown

Pennsylvania

November 8, 2021

2243269

Antonia Matijasic

New York

New York

November 9, 2021

201031

Eric Justiniano

Yonkers

New York

November 10, 2021

2240951

Peyton Gregory Ford

Little Elm

Texas

November 16, 2021

1470836

Tao Dong

Great Neck

New York

November 17, 2021

71233

Panos Kelaidis

New York

New York

November 18, 2021

223579

Lawrence Abraham Steinway

Deerfield

Illinois

November 21, 2021

2192148

Kaysea Lee Criscuolo

Staten Island

New York

November 23, 2021

2083960

Andrea Reyes

East Islip

New York

November 24, 2021

2087065

Menachem M. Greenstein

Brooklyn

New York

November 29, 2021

1953693

Peter Lukas Kania

Bristol

Connecticut

November 29, 2021

2147059

Brett Eric Seeman

Everett

Massachusetts

November 29, 2021

2224722

David Zaragoza Negrete

Brea

California

November 30, 2021

372291

Jordan Spaulding Allender

Nashville

Tennessee

November 30, 2021

1603021

Chunshan Lin

Orlando

Florida

November 30, 2021

1681458

Kevin Thomas Bernard

Lyndhurst

Ohio

November 30, 2021

1958779

Patrick Thomas Brady

Bohemia

New York

December 1, 2021

2181486

Vincent Tyler Padget

Detroit

Michigan

December 1, 2021

2246320

Lisa Marie Brendel

Bellport

New York

December 2, 2021

1289707

Tami Arnowitz

Mamaroneck

New York

December 2, 2021

2037814

Katherine Sempell

Lagrangeville

New York

December 2, 2021

2040536

Rostislav G. Kipervaser

Yorktown Heights

New York

December 2, 2021

2071084

Moe'Na Jacquiese Carter

Southfield

Michigan

December 2, 2021

2071431

Ted Daniel Whitehead

Monroe

Michigan

December 2, 2021

2087224

Steven Joseph Krantz

Fraser

Michigan

December 2, 2021

2125568

Miranda Nicole Perrymore

Detroit

Michigan

December 2, 2021

2125582

Durim Arsim Gega

Novi

Michigan

December 2, 2021

2162460

Sarah Louise Timlin

West Bloomfield

Michigan

December 2, 2021

2162915

Mahdi Jaafar Fahda

Dearborn

Michigan

December 2, 2021

2229788

Bartolo Gelsomino

Mount Sinai

New York

December 2, 2021

2232043

Srdjan Soc

Hialeah

Florida

December 3, 2021

1894683

Rocco G. Casinelli

Stratford

Connecticut

December 3, 2021

2181140

Steven George Bendler

Long Beach

California

December 3, 2021

2217166

Jeffrey Sungsoo Cha

Carson

California

December 3, 2021

2225284

Scott Evan Sussman

East Setauket

New York

December 3, 2021

2275095

Chaya Bochner

Monroe

New York

December 6, 2021

2007615

Hadeal Kassem

Canton

Michigan

December 6, 2021

2071300

Paraskevi Ioannis Lykogiannis

Sterling Heights

Michigan

December 6, 2021

2124270

Kailah Nicole Stevenson

Los Angeles

California

December 6, 2021

2162980

Dylan Andrew Barnes

Shelby Township

Michigan

December 6, 2021

2162999

Anthony Frank Eovaldi

Grosse Pointe Woods

Michigan

December 6, 2021

2182041

Donovan DeShawn Ervin

West Bloomfield

Michigan

December 6, 2021

2211261

Julia Kelika Palmore

Santa Ana

California

December 7, 2021

137668

John William Lloyd

Wyomissing

Pennsylvania

December 7, 2021

210633

Philip Francis DeRose

Olney

Maryland

December 7, 2021

1515489

Jeffrey Kent May

Columbus

Ohio

December 7, 2021

2071583

Kayla Nicole Rostron

Roseville

Michigan

December 7, 2021

2217251

Brian Baotrung Pham

Westminster

California

December 9, 2021

2010532

Alan Peter Sanserino

Laguna Niguel

California

SECTION II

December 7, 2021 (TR-CM) 
AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC 
6201 15th Avenue, Brooklyn, NY  11219

SIRIS CAPITAL GROUP, LLC (MI-CM)
Delaware, USA

SIRIS PARTNERS IV (CAYMAN) GP, LTD
Cayman Islands

SIRIS PARTNERS IV (CAYMAN) GP, L.P.
Cayman Islands

SIRIS PARTNERS IV (CAYMAN) MAIN, L.P.
Cayman Islands

SIRIS PARTNERS IV (CAYMAN) PARALLEL, L.P.
Cayman Islands

ORBIT PRIVATE INVESTMENTS, L.P.
Cayman Islands

ORBIT PRIVATE HOLDINGS I LTD
England and Wales

ORBIT PRIVATE  HOLDINGS II LTD
England and Wales

ASTEROID PRIVATE MERGER SUB, INC.               
Delaware, USA

FRANK BAKER, MANAGING PARTNER of SIRIS Capital Group
New York, New York

PETER BERGER, MANAGING PARTNER of SIRIS Capital Group
New York, New York

JEFFREY HENDREN, MANAGING PARTNER of SIRIS Capital Group
New York, New York

Application, pursuant to Section 143-b of the Banking Law, for SIRIS CAPITAL GROUP, LLC., SIRIS PARTNERS IV (CAYMAN) GP, LTD., SIRIS PARTNERS IV (CAYMAN) GP, L.P., SIRIS PARTNERS IV (CAYMAN) MAIN, L.P., SIRIS PARTNERS IV (CAYMAN) PARALLEL, L.P., ORBIT PRIVATE INVESTMENTS, L.P., ORBIT PRIVATE HOLDINGS I LTD., ORBIT PRIVATE HOLDINGS II LTD, ASTERIOD PRIVATE MERGER SUB, INC., FRANK BAKER, MANAGING PARTNER of SIRIS, PETER BERGER, MANAGING PARTNER of SIRIS, and JEFFREY HENDREN, MANAGING PARTNER of SIRIS to collectively acquire indirect control of AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, Brooklyn, New York, approved December 7, 2021.


December 10, 2021 (CU-CRB)
CFCU Community credit union
1030 Craft Road, Ithaca, NY 14850

Approval given to open and maintain a station at 15 Neubig Road, Cortland, Cortland County, NY  13045, on or after December 13, 2021.


December 13, 2021 (MI-CRB)
CNB BANK
One South Second Street, Clearfield, PA 16830

Authorization issued to open and occupy a branch office at 4781 Transit Road, Depew, Erie County, New York 14043, on or after December 14, 2021.


December 14, 2021 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Approval given to change the location of branch office from 57 West Main Street, Ramsey, Bergen County, NJ 07446 to 185 Arch Street, Ramsey, Bergen County, NJ 07446, on or after December15, 2021.


December 17, 2021 (MT-LFS)
NIC SERVICES, LLC
25501 West Valley Parkway, Suite 300, Olathe, Kansas  66061

Application to engage in the business of a transmitter of money pursuant to Article XIII-B of the Banking Law was approved effective on December 9, 2021.


December 17, 2021 (CC–LFS)
DAVID’S MONEY CENTERS OF THE BRONX, LLC
3015 Third Avenue, Bronx, New York 10455

Application was approved for a change of control whereby Lawrence Plasil will acquire 80% ownership interest of the licensee.


Certificate issued to engage in the business as a Mortgage Broker Branch under Article 12-D of the New York State Banking Law:

December 14, 2021 (BR-MBD)
Full Service Branch
Capital Plus Residential
491 State Route 208, Suite 023, Monroe, NY 10950


Certificate to engage in the business of a Mortgage Broker Branch surrendered:

December 15, 2021 (BR-MBD)
R & J Capital Group, LLC
2709 Coney Island Ave., 3rd Floor, Brooklyn, NY 11235
Effective Date: December 10, 2021


Mortgage Banker Branch License Address Changes:

December 14, 2021 (MB-MBD)
Freedom Mortgage Corporation
From: 500 Virginia Drive, Suite #502, Fort Washington, PA 19034
To: 625 W. Ridge Pike, Building C, Conshohocken, PA 19428


The following Licensed Mortgage Banker has entered into a Settlement Agreement with the Department on December 8, 2021 in lieu of a hearing for a fine or revocation of its mortgage banker license to settle violations of Section 597 of the New York Banking Law and Part 410.7(b) of the Superintendent’s Regulations for failure to file the 2020 Volume of Operations Reports (VOOR).  The Settlement Agreement terms and conditions include a fine of $10,000.00.

December 15, 2021 (BK-MBD)
Academy Mortgage Corp
105 Conklin Street, Farmingdale, NY 11735-2505


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York Banking Law. 

Date of Approval

NMLS #

Applicant Name

City

State

Sponsoring Entity

December 29, 2020

2029973

Moises Carlos Rosales

New Canaan

Connecticut

Union Home Funding Corp.

April 21, 2021

114957

Matthew Thaddeus Jenness

Southbury

Connecticut

loanDepot.com, LLC

April 21, 2021

2067182

Jayme Elizabeth Palmgren

Moberly

Missouri

Mortgage Research Center, LLC

June 14, 2021

1913222

Rajutsha Dev Nath

Norwalk

Connecticut

Total Mortgage Services, LLC

June 14, 2021

1957916

Ali Mochawrab

Dearborn Heights

Michigan

Rocket Mortgage, LLC

June 14, 2021

2059369

Jimmy Zoitos

Farmingdale

New York

United Mortgage Corp.

September 3, 2021

3945

Gennady Svetnikov

Brooklyn

New York

RoundPoint Mortgage Servicing Corporation

October 19, 2021

369757

Abiola Kayode Majekodunmi

Morganville

New Jersey

Salvation Financial Inc.

November 1, 2021

189854

JoAnne Ryan

Downingtown

Pennsylvania

PHH Mortgage Corporation

November 2, 2021

164585

Renato Daniel Paz

Charlotte

North Carolina

Movement Mortgage, LLC

November 2, 2021

258148

Ryan Scott Cousino

Strongsville

Ohio

Nations Lending Corporation

November 2, 2021

343021

Jeffrey Ryan Konkolewski

Powell

Ohio

Nations Lending Corporation

November 2, 2021

1718893

AnaMaria Lasher

Clayville

New York

OwnersChoice Funding, Incorporated

November 2, 2021

1932506

William David Fields

Denver

North Carolina

NewRez LLC

November 2, 2021

2030238

Joshua John Nielson

Ballston Spa

New York

NP, Inc.

November 2, 2021

2048552

Qing Qing Chen

Stamford

Connecticut

Morty, Inc.

November 2, 2021

2066539

Farrukh Hasanov

New York

New York

Pham & Partners LLC

November 2, 2021

2070281

Michael Joseph Guthneck

Boca Raton

Florida

NP, Inc.

November 2, 2021

2073576

Diego Valer Fort

Brooklyn

New York

Morty, Inc.

November 2, 2021

2099667

Samara Lynette Popov

Middle Island

New York

My Gem Corp.

November 2, 2021

2103427

Joseph Daniel Robinson

Fort Mill

South Carolina

Movement Mortgage, LLC

November 2, 2021

2115861

Matthew Joseph Mirand

East Amherst

New York

Movement Mortgage, LLC

November 2, 2021

2117446

Amanda Jeanann Davenport

Chittenango

New York

OwnersChoice Funding, Incorporated

November 2, 2021

2124694

Ly Khanh Nguyen

Philadelphia

Pennsylvania

NewRez LLC

November 2, 2021

2143003

Esha Kumar

Plainview

New York

NewRez LLC

November 2, 2021

2159617

Teresa Lee Udall

Scottsdale

Arizona

NewRez LLC

November 4, 2021

601387

Justin James Gerd Wick

Ponte Vedra

Florida

NewRez LLC

November 12, 2021

33213

Britten Bart Miller

Scottsdale

Arizona

Rocket Mortgage, LLC

November 12, 2021

1684859

Bayan Mohammad Hammad

Cleveland

Ohio

Rocket Mortgage, LLC

November 12, 2021

1971383

Eric Scott Bishop

Medina

Ohio

Rocket Mortgage, LLC

November 12, 2021

2113132

Christopher James Fidrus

Southgate

Michigan

Rocket Mortgage, LLC

November 12, 2021

2141808

Nermin Velic

Phoenix

Arizona

Rocket Mortgage, LLC

November 30, 2021

64164

Brian Thomas Canaris

Somerset

New Jersey

Finance of America Mortgage LLC