Weekly Banking Bulletin

August 13, 2021

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks,  Licensed Financial Services and Consumer Examination Unit are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by email to [email protected].

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BK Bank BR Mortgage Broker  
BP Budget Planner MS Mortgage Servicer  
CC Check Cashier PF Premium Finance Agency  
CU Credit Union PB Private Banker  
FA Foreign Agency SD Safe Deposit Company 
FB Foreign Branch SF Sale Finance Agency
FR Foreign Representative Office SL Savings and Loan Association
HC Holding Company SB Savings Bank
IC Investment Company SL Student Loans
LL Licensed Lender TM Transmitter of Money
MK Merchant Bank TR Trust Company
MI Miscellaneous VC Virtual Currency
MB Mortgage Banker      

Regulatory Unit Codes

CM Capital Markets
CRB Community and Regional Banks
CEU Consumer Examination Unit
FWB Foreign and Wholesale Banks
LFS Licensed Financial Services
MBD Mortgage Banking

SECTION I

July 29, 2021 (SB-CRB)
NEW YORK COMMUNITY BANK
102 Duffy Avenue, Hicksville, NY 11801

Application for the Superintendent’s approval of the “Certificate of Amendment of the Restated Organization Certificate of New York Community Bank under Section 8005 of the Banking Law”, for authority to exercise trust powers, received.

The amendment is being submitted in connection with the proposed merger of Flagstar Bank, FSB with and into New York Community Bank, under the name New York Community Bank.


August 5, 2021 (TR-CM)
AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC
6201 15th Avenue, Brooklyn, NY 11219

SIRIS CAPITAL GROUP, LLC (MI-CM)
Delaware, USA

SIRIS PARTNERS IV (CAYMAN) GP, LTD
Cayman Islands

SIRIS PARTNERS IV (CAYMAN) GP, L.P.
Cayman Islands

SIRIS PARTNERS IV (CAYMAN) MAIN, L.P.
Cayman Islands

SIRIS PARTNERS IV (CAYMAN) PARALLEL, L.P.
Cayman Islands

ORBIT PRIVATE INVESTMENTS, L.P.
Cayman Islands

ORBIT PRIVATE HOLDINGS I LTD
England and Wales

ORBIT PRIVATE HOLDINGS II LTD
England and Wales

ASTEROID PRIVATE MERGER SUB, INC.
Delaware, USA

FRANK BAKER, MANAGING PARTNER of SIRIS Capital Group
New York, New York

PETER BERGER, MANAGING PARTNER of SIRIS Capital Group
New York, New York

JEFFREY HENDREN, MANAGING PARTNER of SIRIS Capital Group
New York, New York

Application, pursuant to Section 143-b of the Banking Law, for SIRIS CAPITAL GROUP, LLC., SIRIS PARTNERS IV (CAYMAN) GP, LTD., SIRIS PARTNERS IV (CAYMAN) GP, L.P., SIRIS PARTNERS IV (CAYMAN) MAIN, L.P., SIRIS PARTNERS IV (CAYMAN) PARALLEL, L.P., ORBIT PRIVATE INVESTMENTS, L.P., ORBIT PRIVATE HOLDINGS I LTD., ORBIT PRIVATE HOLDINGS II LTD, ASTERIOD PRIVATE MERGER SUB, INC., FRANK BAKER, MANAGING PARTNER of SIRIS, PETER BERGER, MANAGING PARTNER of SIRIS, and JEFFREY HENDREN, MANAGING PARTNER of SIRIS to collectively acquire indirect control of AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, Brooklyn, New York, received.

The comment period on this application will expire on September 13, 2021.


August 11, 2021 (CU-CRB)
SUNMARK CREDIT UNION
1187 Troy Schenectady Road, Latham, NY 12110

Application dated July 16, 2021, for permission to open and maintain a station at the corner of Route 50 and Perry Road, Wilton, Saratoga County, NY 12831, received.


August 13, 2021 (SL-CEU)
LINCOLN TECHNICAL INSTITUTE INC.
14 Sylvan Way, Suite A, Parsippany, NJ 07054

Application for a license to engage in business as a student loan servicer, received.

The publication of receipt of this application does not indicate that the application is deemed complete. An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.


Application to establish a Mortgage Banker's Branch received for examination:

August 5, 2021 (MB-MBD)
Full Service Branch
Freedom Mortgage Corporation
301 Harper Drive, Moorestown, NJ 08057

August 9, 2021 (MB-MBD)
Full Service Branch
Interstate Home Loan Center, Inc.
469 State Route 17K, Suite 1E, Rock Tavern, NY 12575

August 10, 2021 (MB-MBD)
Full Service Branch
Cardinal Financial Company, Limited Partnership D/B/A Sebonic Financial
50 Division St, Ste 501 Ofc 27, Somerville, NJ 08876

August 10, 2021 (MB-MBD)
Full Service Branch
Quicken Loans, LLC
713 Walt Whitman Road, Melville, NY 11747


Application received pursuant to Section 594-b of the New York Banking Law and Part 418 of the Superintendent's Regulations for a control interest:

August 10, 2021 (MS-MBD)
Applicant(s)
First American Financial Corporation
First American ServiceMac Holdings, LLC
Kevin Richard Wall
Matthew Feivish Wajner
To acquire interest in:
ServiceMac, LLC
9726 Old Bailes Road, Suite 200, Fort Mill, SC 29707


Article 12-E Applications received.  Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.  They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application NMLS # Applicant Name City State

March 10, 2021

66193

Benjamin Gorali

Norwood

New Jersey

March 19, 2021

1913850

Ronmer L. Brioso

Passaic

New Jersey

April 30, 2021

276129

Seann Anders Henry

Delmar

New York

June 2, 2021

1455449

Shaoping Bao

Bayside

New York

June 16, 2021

2108083

Zachary Berg

New York

New York

June 18, 2021

1964062

Grace Lee Peak

West Harrison

New York

June 28, 2021

348023

Arol Edector Paz

Pickerington

Ohio

June 28, 2021

2099664

Katelynn Lee Kipp

Leeds

New York

June 28, 2021

2124365

Christopher Aracena

Bradenton

Florida

July 12, 2021

1662970

Azuka C. Ekwueme

Brooklyn

New York

July 13, 2021

1941820

Quentin Carter Burgess

Cleveland

Ohio

July 13, 2021

2073886

Joel Rochlitz

Brooklyn

New York

July 14, 2021

1689006

Rabih Marwan Wehbe

Dearborn

Michigan

July 14, 2021

2125492

Matthew David Wright

Lake Orion

Michigan

July 15, 2021

1822362

Youssef Abdelmalik Youssef

Braintree

Massachusetts

July 15, 2021

1936407

Tyler Adam Zuppa

West Orange

New Jersey

July 15, 2021

2091342

Natalia Vanesa Onendia

Pine Hill

New Jersey

July 15, 2021

2168989

Blake H. Bohlen

New York

New York

July 18, 2021

1901456

Florence Ann Lucas

Akron

Ohio

July 19, 2021

2157994

Oren Shimon Bar-noy

Brooklyn

New York

July 20, 2021

1996755

Ryan Andrew McBride

Rego Park

New York

July 21, 2021

2143056

Sandra Elizabeth Marroquin Mendoza

Selden

New York

July 21, 2021

2177720

Curtis James Campbell

Columbia

Missouri

July 26, 2021

1175518

Dana Renee Gianfrancesco

Hopatcong

New Jersey

July 26, 2021

2146276

Kevin James Doran

Massapequa Park

New York

July 28, 2021

64164

Brian Thomas Canaris

Somerset

New Jersey

July 28, 2021

1294357

Bobby Phat Tran

Garden Grove

California

July 28, 2021

1694808

Molly Anne Richardson

Columbia

Missouri

July 29, 2021

35700

Kathleen Nagle

Hamburg

New York

July 29, 2021

85001

Michele Jordan Skipper

Wake Forest

North Carolina

July 29, 2021

2121788

Joe Cosmo Cogen

Long Island City

New York

July 29, 2021

2148489

Siju Sebastian

Plainview

New York

July 29, 2021

2155302

James Joseph Alt

Port Jefferson Station

New York

July 30, 2021

5736

Danielle Lynn Batten

Mount Laurel

New Jersey

July 30, 2021

858562

John Louis Hunt

Indianapolis

Indiana

August 2, 2021

454445

Jon Robert McLaughlin

Sunbury

Ohio

August 2, 2021

828980

Robert J. Wesolowski

Tampa

Florida

August 2, 2021

1920643

Ionas Con

Brooklyn

New York

August 3, 2021

1605991

Margaret Cuthbertson Graham

Jefferson City

Missouri

August 4, 2021

1993743

Zelig Tabak

Monroe

New York

August 5, 2021

373457

Caleb John Mittelstet

Southlake

Texas

 


SECTION II

August 3, 2021 (LL-LFS)
GRAMEEN AMERICA, INC.
82-11 37th Avenue Suite 607, Jackson Heights, New York 11372

Notification for a change of main address from 150 West 30th Street - 8th Floor, New York, New York 10001 to 82-11 37th Avenue Suite 607, Jackson Heights, New York 11372 was approved.

In connection with the above notification, the original license was surrendered.


August 4, 2021 (SF-LFS)
DIAMOND FINANCE COMPANY, INC.
2200 Marcus Avenue, New Hyde Park, NY 11042

License to engage in business as a sales finance company was surrendered.


August 5, 2021 (SB-CRB)
RIDGEWOOD SAVINGS BANK
71-02 Forest Avenue, Ridgewood, NY 11385

As provided in Section 28-c of the Banking Law, the Superintendent of Financial Services has found that the proposed closing of branch office at 3445 Jerome Avenue, Borough of Bronx, City of New York 10467, will not result in a significant reduction of financial services in the community to be affected.


August 6, 2021 (TR-CRB)
DIME COMMUNITY BANK
2200 Montauk Highway, Bridgehampton, NY 11932

As provided in Section 28-c of the Banking Law, the Superintendent of Financial Services has found that the proposed closing of branch offices at the following five locations will not result in a significant reduction of financial services in the communities to be affected:

  (1) 149 Kent Avenue, Borough of Brooklyn, City of New York 11249;
  (2) 214 Bedford Avenue, Borough of Brooklyn, City of New York 11249;
  (3) 6324 NY-25A, Wading River, Suffolk County, New York 11792;
  (4) 150 Hampton Road, Southampton, Suffolk County, New York 11968; and
  (5) 1600 Avenue M, Borough of Brooklyn, City of New York 11230.


August 6, 2021 (TR-CRB)
FLUSHING BANK
260 East RXR Plaza, Uniondale, NY 11556

Authorization granting permission to open and occupy a branch office at 170 Old Country Road, Mineola, Nassau County, New York 11501, surrendered for cancellation.

Office discontinued as of July 30, 2021.


August 6, 2021 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Applicant notified in writing that no objection will be interposed to the establishment of two electronic facilities (automated teller machines) at Rutter's Farm Store #92, 15475 Kutztown Road, Kutztown, Berks County, PA 19530.


August 10, 2021 (MI-CRB)
TRISTATE CAPITAL BANK
One Oxford Centre, Pittsburgh, PA 15219

Notification received, in accordance with Supervisory Policy G 8, of the relocation of a representative office from 623 Fifth Avenue, Suite 2302, Borough of Manhattan, City of New York 10022 to 650 Madison Avenue, Suite 2100, Borough of Manhattan, City of New York 10022, effective on or about September 1, 2021.


August 11, 2021 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Approval given to change the location of branch office from 447 William Street, Buffalo, Erie County, New York 14204 to 585 William Street, Buffalo, Erie County, New York 14206, on or after August 12, 2021.


License issued to engage in the business of a Mortgage Banker under Article 12-D of the New York Banking Law:

August 11, 2021 (MB-MBD)
RoundPoint Mortgage Servicing Corporation
446 Wrenplace Road, Fort Mill, SC 29715


Mortgage Banker Branch License Address Changes:

August 11, 2021 (MB-MBD)
Advisors Mortgage Group, L.L.C. D/B/A Fix-It Renovation Lending
From: 35-16 Bell Boulevard, 1st Floor Store, Bayside, NY 11361
To: 60 Cutter Mill Road, Suite 100G, Great Neck, NY 11021

August 11, 2021 (MB-MBD)
CrossCountry Mortgage, LLC
From: 1055 Broadway, Woodmere, NY 11598
To: 1059 Broadway, Woodmere, NY 11598

August 11, 2021 (MB-MBD)
United Mortgage Corp. D/B/As:
NY Finest Funding
United Faith Mortgage
From: 1201 U.S. Highway One, Ste. 330, North Palm Beach, FL 33408
To: 7000 SE Federal Hwy, Suite 210, Stuart, FL 34997


Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN. The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

Date Application Withdrawn NMLS # Applicant Name City State

August 9, 2021

320166

Benjamin Alexander-Owens Anderson

Montecito

California

August 9, 2021

1577792

Gaston Cedric Tonleu Nguimatsa

Fort Worth

Texas

August 9, 2021

1732564

Scott William Mounsey

Babylon

New York

August 9, 2021

1835397

Jeffrey Clinton Ciprich

North Olmsted

Ohio

August 9, 2021

1851025

Jack Nicholas Lucchesi

Garden City

New York

August 9, 2021

1976815

Gabrielle Alexis Brehne

Verona

New Jersey