Weekly Banking Bulletin
March 12, 2021
SECTION I
This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services. Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks, Licensed Financial Services and Consumer Examination Unit are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT. Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item. More specifically, such comments or objections, including any that concern CRA-related applications, should be either (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by email to [email protected].
SECTION II
This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.
GENERAL INFORMATION
Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution. The following is a list of the codes and their meanings:
Institution Codes
| BK | Bank | BR | Mortgage Broker | |
| BP | Budget Planner | MS | Mortgage Servicer | |
| CC | Check Cashier | PF | Premium Finance Agency | |
| CU | Credit Union | PB | Private Banker | |
| FA | Foreign Agency | SD | Safe Deposit Company | |
| FB | Foreign Branch | SF | Sale Finance Agency | |
| FR | Foreign Representative Office | SL | Savings and Loan Association | |
| HC | Holding Company | SB | Savings Bank | |
| IC | Investment Company | SL | Student Loans | |
| LL | Licensed Lender | TM | Transmitter of Money | |
| MK | Merchant Bank | TR | Trust Company | |
| MI | Miscellaneous | VC | Virtual Currency | |
| MB | Mortgage Banker |
Regulatory Unit Codes
| CM | Capital Markets |
| CRB | Community and Regional Banks |
| CEU | Consumer Examination Unit |
| FWB | Foreign and Wholesale Banks |
| LFS | Licensed Financial Services |
| MBD | Mortgage Banking |
SECTION I
March 1, 2021 (BP-LFS)
SPRINGBOARD NON-PROFIT CONSUMER CREDIT MANAGEMENT, INC.
4351 Latham Street, Riverside, California 92501
A notification was received for the relocation of the main office, as follows:
From: 4351 Latham Street, Riverside, California 92501
To: 1450 Iowa Avenue, Suite 200, Riverside, California 92507
The publication of receipt of this notification does not indicate that the notification is deemed complete. A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.
March 5, 2021 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Notices of intention to close branch offices at the following three locations, received:
- 7535 Oswego Road, Liverpool, Onondaga County, New York 13090;
- Route 22, Amenia, (Unincorporated Area) Town of Amenia, Dutchess County, New York 12501; and
- 20 West Main Street, Falconer, Chautauqua County, New York 14733.
The comment period on these notices will expire April 12, 2021.
Application to engage in the business of a Mortgage Banker under Article 12-D of the New York Banking Law:
March 10, 2021 (MB-MBD)
Applicant(s)
Freedom Mortgage Corporation
Middleman Descendants Trust
Middleman GRAT Trusts
Kortney Ann Rollinger
Patrick John McEnerney
Stanley Craig Middleman
As: RoundPoint Mortgage Servicing Corporation
446 Wrenplace Road, Fort Mill, SC 29715
Application to engage in the business of a Mortgage Broker under Article 12-D of the New York Banking Law received for examination:
March 10, 2021 (BR-MBD)
Applicant(s)
Rena Lyn Holmes
As: Netfund Mortgage Company, LLC D/B/A Net Capital Company
1298 Rockbridge Road SW, Suite D-1, Stone Mountain, GA 30087
March 10, 2021 (BR-MBD)
Applicant(s)
Christopher John Mitchell
As: Opulence Funding LLC D/B/A Opulence Home Equity
500 N. Franklin Turnpike, Suite 303, Ramsey, NJ 07446
Application to establish a Mortgage Banker's Branch received for examination:
March 9, 2021 (MB-MBD)
Full Service Branch
Quicken Loans, LLC
289 Post Avenue, Westbury, NY 11590
Application to establish a Mortgage Broker's Branch received for examination:
March 10, 2021 (BR-MBD)
Full Service Branch
WC Financial in lieu of
Warshaw Capital, LLC
1537 Cades Bay Ave, Jupiter, FL 33458
Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing. They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.
| Date of Application | NMLS # | Applicant Name | City | State |
|---|---|---|---|---|
| February 7, 2020 | 915297 | Josef Patrick Basmagy | Massapequa Park | New York |
| July 27, 2020 | 279299 | Juan Omar Nava | Perth Amboy | New Jersey |
| October 26, 2020 | 1584757 | Kevin Jagatram Guptar | Valley Stream | New York |
| November 4, 2020 | 278614 | Ryan P. Merritt | Morristown | New Jersey |
| November 12, 2020 | 429718 | Justin Michael Sokol | Belmar | New Jersey |
| December 30, 2020 | 441836 | Dwayne Paul Coneeny | Jamaica | Vermont |
| January 12, 2021 | 1012561 | Armando Gallego | Ponte Vedra | Florida |
| January 19, 2021 | 65373 | Peter Louis Biscardi | North Babylon | New York |
| January 21, 2021 | 1863900 | Joseph Coyne | Oceanport | New Jersey |
| January 24, 2021 | 2080923 | Nicholas Cattell | Schenectady | New York |
| January 25, 2021 | 2011974 | Stephen Joel Finkelstein | Jericho | New York |
| January 25, 2021 | 2081194 | Ashunta Kamar Carson | Columbia | Missouri |
| January 26, 2021 | 2064438 | John Ryan Hauser | Columbia | Missouri |
| January 26, 2021 | 2066039 | Robert Michael Bandura | Clifton | New Jersey |
| January 28, 2021 | 1056591 | Cynthia Anne-Rejman Allen | McKinney | Texas |
| January 29, 2021 | 1476022 | Joseph Fekete | Brooklyn | New York |
| February 5, 2021 | 181803 | Joyce Eileen Glandon | Baltimore | Maryland |
| February 5, 2021 | 1976815 | Gabrielle Alexis Brehne | Verona | New Jersey |
| February 8, 2021 | 1215870 | Cynthia Rosemary Serna | West Covina | California |
| February 9, 2021 | 1874651 | Ken Thompson | Brooklyn | New York |
| February 9, 2021 | 2055711 | John Pituch | Sparta | New Jersey |
| February 10, 2021 | 2082703 | Amy J. Meyer | Chester | New York |
| February 12, 2021 | 2088295 | Stephanie Carol Rodgers | Wantagh | New York |
| February 15, 2021 | 1696455 | Philip Carr | Stillwater | New York |
| February 15, 2021 | 1971791 | Mon Xiong | Ypsilanti | Michigan |
| February 17, 2021 | 899957 | Jaime Fee Morton | Delran | New Jersey |
| February 17, 2021 | 2062878 | Edwin Webster Old | Garland | Texas |
| February 17, 2021 | 2085550 | Moshe Rottenberg | Monroe | New York |
| February 18, 2021 | 1941711 | Montrache Asante Young | Clinton Township | Michigan |
| February 18, 2021 | 1957053 | Cody Joseph Ragnone | Fenton | Michigan |
| February 18, 2021 | 1957314 | Vincent Weldon-Hubert Simpson | Clinton Township | Michigan |
| February 18, 2021 | 1957403 | Blake Crawford Trinske | Detroit | Michigan |
| February 18, 2021 | 1970987 | John T. Gage Smith | Lincoln Park | Michigan |
| February 19, 2021 | 1209827 | Mario Peralta | New York | New York |
| February 21, 2021 | 1454950 | Cheng Luo | College Point | New York |
| February 22, 2021 | 410025 | Brian Scott Cohen | Yorktown Heights | New York |
| February 22, 2021 | 1460021 | Paul Joseph Fox | Bayshore | New York |
| February 22, 2021 | 2092718 | Danielle Nicole Mallon | Centereach | New York |
| February 23, 2021 | 277243 | David James Siegel | Teaneck | New Jersey |
| February 23, 2021 | 410160 | Ioannis Theologis | Long Island City | New York |
| February 23, 2021 | 1207023 | John Casper Gerogianis | Port Jefferson | New York |
| February 23, 2021 | 1970985 | Connor Cavanaugh Sweeney | Detroit | Michigan |
| February 24, 2021 | 263918 | David Alan Nielson | Northlake | Texas |
| February 24, 2021 | 410195 | Peter A. Alongi | Syosset | New York |
| February 24, 2021 | 1957675 | Beth Ellen Verstraete | Auburn Hills | Michigan |
| February 24, 2021 | 1970483 | Alexander Bishop Szajko | Southgate | Michigan |
| February 24, 2021 | 2005031 | Michael G. Moscati | East Rockaway | New York |
| February 25, 2021 | 14963 | Steven Thomas Donohue | East Meadow | New York |
| February 25, 2021 | 186156 | David Carlton Swann | Columbia | Maryland |
| February 25, 2021 | 1997649 | Stephen Michael Gambardella | North Haven | Connecticut |
| February 25, 2021 | 2014167 | Aaron Xavier Garcia | Brooklyn | New York |
| February 25, 2021 | 2070339 | Juan Carlos Barreneche | Flushing | New York |
| February 26, 2021 | 1053925 | Jason Robert Adamowicz | Carmel | Indiana |
| February 26, 2021 | 2020772 | Christina Marie Hartzell | Brooklyn | New York |
| March 1, 2021 | 1320576 | Roy Martinez | Seaford | New York |
| March 2, 2021 | 2099667 | Samara Lynette Popov | Middle Island | New York |
| March 2, 2021 | 2099971 | Chen Adwar | Huntington Station | New York |
| March 3, 2021 | 55992 | Chrisoula Fosorile | Massapequa | New York |
| March 3, 2021 | 1997458 | Patrick Joseph Gaeta | Miller Place | New York |
| March 3, 2021 | 2055890 | Anthony Joseph Speranza | Westbury | New York |
| March 3, 2021 | 2083175 | Daniel Emery Jones | Mesquite | Texas |
| March 5, 2021 | 1162818 | Michael Faga | Melville | New York |
SECTION II
February 2, 2021 (LL-LFS)
GRAMEEN AMERICA, INC.
150 West 30th Street - 8th Floor, New York, New York 10001
License was issued to reflect the change of location from 82-11 37th Avenue, 7th Floor, Queens, New York 11372 to 82-11 37th Avenue, Suite 607, Jackson Heights, New York 11372.
In connection with the above license issuance, the original license was surrendered.
February 18, 2021 (LL-LFS)
SANTANDER CONSUMER USA INC. D/B/A CHRYSLER CAPITAL, D/B/A DRIVE FINANCIAL, D/B/A ROADLOANS, D/B/A SANTANDER AUTO FINANCE
1601 Elm Street, Suite 800, Dallas, Texas 75201
Application for a branch license to engage in business as a licensed lender at 16400 State Road 54, Suite 1300, Odessa, Florida 33556 was approved.
March 2, 2021 (BP-LFS)
GREENPATH, INC. U/A/N ACCEL U/A/N GREENPATH DEBT SOLUTIONS U/A/N GREENPATH FINANCIAL WELLNESS
36500 Corporate Drive, Farmington Hills, Michigan 48331
The license to engage in business as a budget planner at the following location was surrendered, effective January 31, 2021:
Branch office: 34 Willis Avenue, Mineola, New York 11501
March 10, 2021 (MI-CRB)
BERKSHIRE BANK
24 North Street, Pittsfield, MA 01201
As provided in Section 28-c of the Banking Law, the Superintendent of Financial Services has found that the proposed closing of branch office at 100 West Dominick Street, Rome, Oneida County, NY 13440, will not result in a significant reduction of financial services in the community to be affected.
March 12, 2021 (TM – LFS)
AU CARD, LLC
3300 N Ashton Blvd Suite 200, Lehi, UT 84043
Application approved for a change of control whereby AU Card, LLC will acquire 100% of Licensee CoinX, Inc.
March 12, 2021 (TM-LFS)
BAKKT MARKETPLACE, LLC
5660 New Northside Drive, 3rd Floor, Atlanta, GA 30328
Application to engage in the business of a transmitter of money pursuant to Article XIII-B of the Banking Law, was approved.
License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York Banking Law:
March 10, 2021 (MB-MBD)
Full Service Branch
Caliber Home Loans, Inc.
4250 Veterans Highway, Suite 170 East, Holbrook, NY 11741
March 10, 2021 (MB-MBD)
Full Service Branch
CrossCountry Mortgage, LLC
235 Main Street, Suite 530, White Plains, NY 10601
March 10, 2021 (MB-MBD)
Full Service Branch
Guaranteed Rate, Inc.
80 SE Madison St., Suite 320, Portland, OR 97214
March 10, 2021 (MB-MBD)
Full Service Branch
CrossCountry Mortgage, LLC
26 Mill Plain Road, Suite 2E, Danbury, CT 06811
March 10, 2021 (MB-MBD)
Full Service Branch
CrossCountry Mortgage, LLC
25 Main Street, 1st Floor Office #2, Goshen, NY 10924
March 10, 2021 (MB-MBD)
Full Service Branch
CrossCountry Mortgage, LLC
130 River Landing Drive, Unit 1D, Charleston, SC 29492
March 10, 2021 (MB-MBD)
Full Service Branch
Hunt Mortgage Corporation D/B/A Mach 1 Mortgage
7650-7660 Highbridge Road, Suite B, Manlius, NY 13104
March 10, 2021 (MB-MBD)
Full Service Branch
Arc Home LLC
2010 Corporate Ridge, Suite 750, McLean, VA 22102
March 10, 2021 (MB-MBD)
Full Service Branch
Planet Home Lending, LLC D/B/A Planet Home Servicing
2002 North Lois Avenue, Suite 800, Tampa, FL 33607
Mortgage Broker Certificate Address Changes:
March 10, 2021 (BR-MBD)
First Financial Services Inc.
From: 13615 37th Avenue, Suite 3A, Flushing, NY 11354
To: 215-10 Northern Blvd, Suite 203A, Bayside, NY 11361-3623
The following Licensed Mortgage Banker has entered into a Consent Order with the Department, in lieu of a hearing for a fine or revocation of its mortgage banker license to settle violations of 23 NYCRR 500.17(a)(1) (“Cybersecurity Regulation”) for failure to investigate and provide requisite notice and 23 NYCRR 500.09(a) for failure to have a Comprehensive Cybersecurity Risk Assessment. The Consent Order terms and conditions include a fine of $1,500,000.
Residential Mortgage Services, Inc.
24 Christopher Toppi Drive, South Portland, ME 04106
Date of Consent Order: March 3, 2021
Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York Banking Law.
| Date of Approval | NMLS # | Applicant Name | City | State | Sponsoring Entity |
|---|---|---|---|---|---|
| March 4, 2021 | 31482 | Valentine Michael Manning | Levittown | New York | Mid-Island Mortgage Corp. |
| March 4, 2021 | 52292 | Donna Lee Cox | Murrells Inlet | South Carolina | US Mortgage Corporation |
| March 4, 2021 | 67384 | Tiffani Akeema Rodgers | Plainfield | New Jersey | MLD Mortgage Inc. |
| March 4, 2021 | 73944 | Carole Robin Carlin | Mountainside | New Jersey | Guaranteed Rate, Inc. |
| March 4, 2021 | 243445 | Lyman Ernst King, III | Jurupa Valley | California | Jet Direct Funding Corp. |
| March 4, 2021 | 258537 | Henrik Arndt | Boonton | New Jersey | Mortgage Access Corp. |
| March 4, 2021 | 260436 | Alan Patrick Grimmer | Jersey City | New Jersey | Luxury Mortgage Corp. |
| March 4, 2021 | 409934 | Marc Schneider | Berkeley Heights | New Jersey | Guaranteed Rate, Inc. |
| March 4, 2021 | 460196 | James S. Dorcely | West Orange | New Jersey | BMC Residential LLC |
| March 4, 2021 | 482243 | Ilya Mikhaylovich Vaysberg | Staten Island | New York |
loanDepot.com, LLC |
| March 4, 2021 | 585337 | Ana Teresa Plaza | Bridgeport | Connecticut | Total Mortgage Services, LLC |
| March 4, 2021 | 602984 | Jermaine Predestin | Lynbrook | New York | loanDepot.com, LLC |
| March 4, 2021 | 619846 | Jacob Caballero | Mesa | Arizona | Nationstar Mortgage LLC |
| March 4, 2021 | 680415 | David Platt White | Rochester | New York | Homestead Funding Corp. |
| March 4, 2021 | 714217 | Bryan L. McWilliams | Sicklerville | New Jersey | PHH Mortgage Corporation |
| March 4, 2021 | 785402 | Michael Angelo Caserta | Staten Island | New York | CrossCountry Mortgage, LLC |
| March 4, 2021 | 873110 | Nurul Alam | Westport | Connecticut | Warshaw Capital, LLC |
| March 4, 2021 | 953725 | Oscar Mauricio Montoya | Charlotte | North Carolina | Neighborhood Assistance Corporation of America |
| March 4, 2021 | 1002653 | Jacqueline Rua | North Haledon | New Jersey |
UIF Corporation |
| March 4, 2021 | 1026788 | William Arbeiter | Patchogue | New York | Reliant Home Funding, Inc. |
| March 4, 2021 | 1149645 | Claudia M. Villamar | North Bergen | New Jersey | CrossCountry Mortgage, LLC |
| March 4, 2021 | 1161375 | Michelle Lynn Lafountain | Mooers Forks | New York | CrossCountry Mortgage, LLC
|
| March 4, 2021 | 1184759 | Tyron Bernard Armour | Swansea | Illinois | Altisource Fulfillment Operations, Inc. |
| March 4, 2021 | 1195090 | Santo Giammanco | Jackson | New Jersey | Bond Street Mortgage, LLC |
| March 4, 2021 | 1225483 | Jennifer Melendez | Brooklyn | New York | American Financial Network, Inc. |
| March 4, 2021 | 1319796 | Yehuda Berger | Spring Valley | New York | CrossCountry Mortgage, LLC |
| March 4, 2021 | 1320452 | Zev Spitzer | Spring Valley | New York | CrossCountry Mortgage, LLC |
| March 4, 2021 | 1387902 | Yixiao Lin | Brooklyn | New York | Quintessential Mortgage Group, Inc. |
| March 4, 2021 | 1409281 | Anthony Michael Servedio | Allentown | Pennsylvania | United Mortgage Corp. |
| March 4, 2021 | 1423146 | Matthew Scott Healy | East Atlantic Beach | New York | Nationwide Mortgage Bankers, Inc. |
| March 4, 2021 | 1459198 | John Michael Geraci | West Deptford | New Jersey | PHH Mortgage Corporation |
| March 4, 2021 | 1491833 | Brian Lewis | Latham | New York | Hunt Mortgage Corporation |
| March 4, 2021 | 1493955 | Eric David Helton | Columbia | Missouri | Mortgage Research Center, LLC |
| March 4, 2021 | 1533488 | Joel Duarte | Woodland Park | New Jersey | American Financial Network, Inc. |
| March 4, 2021 | 1555653 | Carmen Gene Costantino | Cherry Hill | New Jersey | East Coast Capital Corp. |
| March 4, 2021 | 1639463 | Christos Demetri Papaioannou | Livonia | Michigan | Quicken Loans, LLC |
| March 4, 2021 | 1640166 | Amarnath Jayam | Franklin | Massachusetts | Draper and Kramer Mortgage Corp. |
| March 4, 2021 | 1653164 | Ebony Dandrich | Shirley | New York | Nationwide Mortgage Bankers, Inc. |
| March 4, 2021 | 1682132 | Dakota Titone | Farmingville | New York | United Mortgage Corp. |
| March 4, 2021 | 1736576 | Michael Giovanni Metivier | Chicago | Illinois | Guaranteed Rate, Inc. |
| March 4, 2021 | 1767222 | Tara Aris | Springfield | New Jersey | Absolute Home Mortgage Corporation |
| March 4, 2021 | 1809777 | Lanfang Lin | Flushing | New York | Progress Funding Inc. |
| March 4, 2021 | 1816758 | Sarah Kathryn Grein | Savannah | Georgia | Royal United Mortgage, LLC |
| March 4, 2021 | 1855700 | Matt Albert Gertz | Pittsburgh | Pennsylvania | Reliance First Capital, LLC |
| March 4, 2021 | 1901925 | Ericka Renee Townsel | Detroit | Michigan | Quicken Loans, LLC
|
| March 4, 2021 | 1907946 | Talia Nara Tramutolo | Garland | Texas | Home Point Financial Corporation |
| March 4, 2021 | 1915366 | Kevin Camilo Torres | Flushing | New York | Better Mortgage Corporation |
| March 4, 2021 | 1925412 | Lucas Matheus Figueiredo DaSilva | Boynton Beach | Florida | PHH Mortgage Corporation |
| March 4, 2021 | 1938813 | Tracie Ann Marrow | Melville | New York | MLB Residential Lending, LLC |
| March 4, 2021 | 1941967 | Heather Anne Tracy | Saint Clair Shores | Michigan | Quicken Loans, LLC |
| March 4, 2021 | 1948294 | Kevin Alexander Keith | Columbia | Missouri | Mortgage Research Center, LLC |
| March 4, 2021 | 1948361 | Nicole Michelle Hall | Placentia | California | American Advisors Group, Inc. |
| March 4, 2021 | 1957586 | Shimon Ruben | Brooklyn | New York | FM Home Loans, LLC |
| March 4, 2021 | 1962151 | Mohamed Saad Eloraby | Staten Island | New York | loanDepot.com, LLC |
| March 4, 2021 | 1963606 | Avi Foox | Staten Island | New York | CGAP, Inc. |
| March 4, 2021 | 1972348 | Edwin Vladimir Vela | Baldwin | New York | United Mortgage Corp. |
| March 4, 2021 | 1974794 | Araceli Zanabria | Bronx | New York | US Mortgage Corporation |
| March 4, 2021 | 1993217 | Ali Numaan Ullah | Shirley | New York | Guidance Residential, LLC |
| March 4, 2021 | 1993857 | Joseph Reichman | Brooklyn | New York | The Mint Capital Inc. |
| March 4, 2021 | 1995379 | Christopher M. Higgins | Pearl River | New York | CrossCountry Mortgage, LLC |
| March 4, 2021 | 1998609 | William Maldonado | Freeport | New York | Intercontinental Capital Group, Inc. |
| March 4, 2021 | 1998707 | Yujia Wang | Rochester | New York | Preferred Mortgage Corporation of New York |
| March 4, 2021 | 2001579 | Ethan Douglas White | Webster | New York | Homestead Funding Corp. |
| March 4, 2021 | 2002677 | Daniel Stephen Moss | Patchogue | New York | Intercontinental Capital Group, Inc. |
| March 4, 2021 | 2003287 | Michael Motazedi | Farmingdale | New York | United Northern Mortgage Bankers Limited |
| March 4, 2021 | 2003480 | Brian Joseph Buckley | Staten Island | New York | RealFi Home Funding Corp. |
| March 4, 2021 | 2005570 | Hans Viliusis | Kearny | New Jersey | Jersey Mortgage Company of New Jersey, Inc. |
| March 4, 2021 | 2006484 | Ryan William West | Shoreham | New York | Intercontinental Capital Group, Inc. |
| March 4, 2021 | 2008903 | Matthew Rossi Jordan | Astoria | New York | Better Mortgage Corporation |
| March 4, 2021 | 2012965 | Jason William Van Buren | Moreau | New York | Quik Fund, Inc. |
| March 4, 2021 | 2014544 | Fishel Freund | Monroe | New York | The Mint Capital Inc. |
| March 4, 2021 | 2016988 | Daniel Robert Boyington | Minnetrista | Minnesota | Premia Mortgage, LLC |
| March 4, 2021 | 2018072 | Shahrokh Yeganeh | Irvine | California | American Advisors Group, Inc. |
| March 4, 2021 | 2021785 | Richard Benjamin Luxmore | Bellmore | New York | Cliffco, Inc. |
| March 4, 2021 | 2022274 | Ajmal Ismail | Hicksville | New York | Reliance First Capital, LLC |
| March 4, 2021 | 2024713 | Winaudy Estrella | New York | New York | Intercontinental Capital Group, Inc. |
| March 4, 2021 | 2024955 | Italo Santiago Matute | Staten Island | New York | Cardinal Financial Company, LP |
| March 4, 2021 | 2025571 | Yakov Leichter | Lakewood | New Jersey | The Mint Capital Inc. |
| March 4, 2021 | 2027283 | Peter A. Rosenlow | Ridgefield Road | Connecticut | Forte Financial, LLC |
| March 4, 2021 | 2028950 | Jacob Carston Boocher | Indianapolis | Indiana | Royal United Mortgage, LLC |
| March 4, 2021 | 2029715 | Jason Christopher Jones | Fayette | Missouri | Mortgage Research Center, LLC |
| March 4, 2021 | 2030189 | Adrian Marcin Puzio | River Vale | New Jersey | Bond Street Mortgage, LLC |
| March 4, 2021 | 2031846 | Jeffrey Emilio Pena | Farmingdale | New York | Canyon Mortgage Corp. |
| March 4, 2021 | 2034735 | Scott Michael Kimelman | Clermont | Florida | Hypotec Inc. |
| March 4, 2021 | 2038137 | Albert Alfredo | New Rochelle | New York | RealFi Home Funding Corp. |
| March 4, 2021 | 2042139 | Mark Robert Tsipis | Brooklyn | New York | Contour Mortgage Corporation |
| March 4, 2021 | 2042839 | Kenneth Carl Taillac | San Diego | California | American Internet Mortgage, Inc. |
| March 4, 2021 | 2046885 | Johnny Lee | Whitestone | New York | Nationwide Mortgage Bankers, Inc. |
| March 4, 2021 | 2049341 | Amanda Brooke Salerno | Dix Hills | New York | Affordable Financial Services Ltd. |
| March 4, 2021 | 2049523 | Mikala Valdeta Casimir | Valley Stream | New York | Mid-Island Mortgage Corp. |
| March 4, 2021 | 2049822 | Kathleen Kirsten Ortiz | Queens Village | New York | Mid-Island Mortgage Corp. |
| March 4, 2021 | 2049877 | Michael Jason Damiano | Glen Cove | New York | Mid-Island Mortgage Corp. |
| March 4, 2021 | 2050187 | David Anthony Tang | Bayside | New York | Better Mortgage Corporation |
| March 4, 2021 | 2053421 | Miranda Shanice Craig | Columbia | Missouri | Mortgage Research Center, LLC |
| March 4, 2021 | 2053595 | Ryan Ailleen O'Leary | Clark | Missouri | Mortgage Research Center, LLC |
| March 4, 2021 | 2053925 | Ely Cline Franco | Columbia | Missouri | Mortgage Research Center, LLC |
| March 4, 2021 | 2058382 | Eric Vito Carminio | Fort Lee | New Jersey | Nationwide Mortgage Bankers, Inc. |
| March 4, 2021 | 2078101 | Anthony Bentivegna | Staten Island | New York | Freedom Mortgage Corporation |
| March 6, 2021 | 14963 | Steven Thomas Donohue | East Meadow | New York | Nationwide Mortgage Bankers, Inc. |
| March 8, 2021 | 17882 | Nicholas Schmidtke | Deer Park | New York | Russell Capital Group LLC |
| March 8, 2021 | 124352 | Brian Tom | Oceanside | New York | Meadowbrook Financial Mortgage Bankers Corp. |
| March 8, 2021 | 1708643 | Jennifer Racquel Ansaldi | Wantagh | New York | United Mortgage Corp. |
| March 8, 2021 | 1791431 | Charles John Seelinger | Massapequa | New York | City Island Associates, Inc. |
| March 9, 2021 | 1070094 | Salvatore A. Albano | Farmingdale | New York | US Mortgage Corporation |
| March 9, 2021 | 1414907 | Scott Saypol | Denville | New Jersey | NJ Lenders Corp. |
| March 9, 2021 | 1505421 | Juan Taveras | Melville | New York | Silver Lining Funding Inc. |
| March 9, 2021 | 2002088 | Christian George Dennis | Smithtown | New York | Intercontinental Capital Group, Inc. |