Weekly Banking Bulletin

May 1, 2020


This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services. Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. “ THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.” Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item. More specifically, such comments or objections, including any that concern CRA-related applications, should be either (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by [email protected] .


This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.


Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution. The following is a list of the codes and their meanings:

Institution Codes

BK Bank MB Mortgage Banker
BP Budget Planner BR Mortgage Broker
CC Check Cashier MS Mortgage Servicer
CU Credit Union PF Premium Finance Agency
FA Foreign Agency PB Private Banker
FB Foreign Branch SB Savings Bank
FR Foreign Representative Office SD Safe Deposit Company
HC Holding Company SF Sale Finance Agency
IC Investment Company SL Savings and Loan Association
LL Licensed Lender SL Student Loans
MK Merchant Bank TM Transmitter of Money
MI Miscellaneous TR Trust Company
VC Virtual Currency    

Regulatory Unit Codes

CM Capital Markets
CRB Community and Regional Banks
CEU Consumer Examination Unit
FWB Foreign and Wholesale Banks
LFS Licensed Financial Services
MBD Mortgage Banking


Application to establish a Mortgage Banker's Branch received for examination:

April 29, 2020 (MB-MBD)
Full Service Branch
Draper and Kramer Mortgage Corp.
400 Skokie Boulevard, Suite 100, Northbrook, IL 60062-7901

April 29, 2020 (MB-MBD)
Full Service Branch
A&D Mortgage LLC
800 SE 4 Ave, Suite 143, Hallandale, FL 33009

Article 12-E Applications received.  Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.  They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

January 19, 2020 1917377 Amit Bedi Bellerose New York
February 10, 2020 69072 Eliyahu T. Rosenberg Brooklyn New York
February 20, 2020 90205 Mark Steven Slepian Westwood New Jersey
March 3, 2020 1793508 Heinard Trinidad Miami Florida
March 5, 2020 1720360 Carin Mohamad-Sultan Hamade Dearborn Michigan
March 6, 2020 1163201 Angelica Sue Tanti Montclair New Jersey
March 10, 2020 1905678 Clare Moorehead Zoeller Boonville Missouri
March 11, 2020 142467 Christopher Francis Koziel Harleysville Pennsylvania
March 13, 2020 1930718 Jazmin Shilay McCleskey Detroit Michigan
March 13, 2020 1931468 Dalonda Latasha Shelby Novi Michigan
March 13, 2020 1941869 Brian Stephen Paul White Lake Michigan
March 13, 2020 1941872 Alexander Paul Ray Macomb Michigan
March 16, 2020 1708227 Juliana Quintero Central Islip New York
March 16, 2020 1941874 Daniel K. Ross Royal Oak Michigan
March 16, 2020 1956154 Jim Kao New York New York
March 17, 2020 1291938 Carissa Ann Cass Schaumburg Illinois
March 27, 2020 1791073 David Wu Flushing New York
March 30, 2020 130763 Anthony Jacob Soss Rocky River Ohio
April 22, 2020 1928725 Ashley Nichole Bishop Cincinnati Ohio
April 22, 2020 1944559 Kathleen Patricia McManus Elgin Illinois


April 24, 2020 (MI-CRB)
600 Fifth Avenue, 17th Floor, New York 10020

Application, pursuant to Section 143-a of the Banking Law, to acquire all of the outstanding stock of Savoy Bank, New York, New York, approved.

License to engage in the business of a Mortgage Banker Branch surrendered:

April 28, 2020 (MB-MBD)
Premium Mortgage Corp.
4205 Longbranch Road, Unit #6, Liverpool, NY 13090
Effective Date: April 22, 2020

Mortgage Broker Certificate Address Changes:

April 29, 2020 (BR-MBD)
Red Wagon Mortgage, L.L.C.  D/B/A Senior Finance
From: 224 West 35th Street, Suite 1401, New York, NY 10001
To: 1220 Wantagh Ave., Suite #1, Wantagh, NY 11793

Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York Banking Law.

April 24, 2020 418894 Marsha Morency Brooklyn New York United Northern Mortgage Bankers Limited
April 24, 2020 1778820 Liba Grunfeld Brooklyn New York BSD Funding, LLC
April 28, 2020 165042 Marnel Gilbert Garcon Port Jefferson Station New York Meadowbrook Financial Mortgage Bankers Corp.