Proposed Insurance Regulations

Unless otherwise noted:

The comment period extends for 60 days from the date of publication in the State Register. Address any comments to the Agency Contact Person.
The documents available on this page are in PDF format.

The following table contains a link to the proposed regulation with its description below it. Below the description are links to related documents (including SAPA and notices of proposed adoption). Dates and Contact information appear in the subsequent columns.

Description and Documents	Date Filed with the Secretary of State	Date Published in the State Register	Public comment period expires on	Agency Contact
Corporate Governance Proposed Insurance Regulation 215 (11 NYCRR 90) Notice of Proposed Rule Making SAPA Text Summary Executive Order No. 17	February 26, 2020	March 18, 2020	May 18, 2020	Joana Lucashuk
Enterprise Risk Management And Own Risk And Solvency Assessment; Group-Wide Supervision Proposed Rule Making for the First Amendment to Insurance Regulation 203 (11 NYCRR 82) Notice of Proposed Rule Making SAPA Executive Order No. 17	February 18, 2020	March 4, 2020	May 4, 2020	Joana Lucashuk
Repeal of 3 NYCRR SP G 106: Public Access to Department of Financial Services Records Repeal of 11 NYCRR 241 (Insurance Regulation 71): Availability of Department Records New Part 3 to 23 NYCRR: Public Access to Department Records Proposed Consolidated Rulemaking Repealing 3 NYCRR SP G 106 and 11 NYCRR 241 & adding New Part 3 to 23 NYCRR Notice of Proposed Rule Making Statement of Consensus Rulemaking Job Impact Statement Executive Order No. 17	February 11, 2020	February 26, 2020	April 27, 2020	Colleen Dawson
Audited Financial Statements Proposed Insurance Regulation No. 118 (Second Amendment To 11 NYCRR Part 89) Notice of Proposed Rulemaking SAPA SAPA Text Executive Order No. 17	February 4, 2020	February 19, 2020	April 20, 2020	Joana Lucashuk
Recognition of The 2001 CSO Mortality Table And The 2017 CSO Mortality Table For Use In Determining Minimum Reserve Liabilities And Nonforfeiture Benefits And Recognition And Application of Preferred Mortality Tables For Use In Determining Minimum Reserve Liabilities Emergency Adoption and Proposed Rule Making for the Ninth Amendment Insurance Regulation No. 147(11 NYCRR 98) & Seventh Amendment to Regulation 179 (11 NYCRR 100) Notice of Emergency Adoption and Proposed Rulemaking SAPA Executive Order No. 17	January 8, 2020	January 22, 2020	March 23, 2020	Amanda Fenwick
Supplementary Uninsured/Underinsured Motorist Coverage Emergency Adoption and Proposed Rulemaking for the Ninth Amendment to Ins Reg 35-D ( 11 NYCRR 60-2) Notice of Emergency Adoption and Proposed Rulemaking SAPA Executive Order No. 17	December 18, 2019	December 31, 2019	March 2, 2020	Joana Lucashuk
Charges For Professional Health Services Emergency and Proposed 35th Amendment to Regulation 83 (11 NYCRR 68) Notice of Emergency Adoption and Proposed Rulemaking SAPA Executive Order No. 17	December 18, 2019	December 31, 2019	March 2, 2020	Camielle Barclay
Minimum Standards for Form, Content and Sale of Health Insurance, Including Standards of Full and Fair Disclosure Proposed 56th Amendment to Insurance Regulation 62 (11 NYCRR 52) Notice of Proposed Rule Making SAPA Executive Order No. 17	December 4, 2019	December 18, 2019	February 17, 2020	Colleen Rumsey
Minimum Standards for Form, Content and Sale Of Health Insurance, Including Standards of Full and Fair Disclosure Proposed 54th Amendment to Insurance Regulation 62 (11 NYCRR 52) Notice of Revised Rule Making SAPA Executive Order No. 17 Assessment of Public Comments	July 25, 2019	August 14, 2019	September 30, 2019	Colleen Rumsey
Minimum Standards for the Form, Content and Sale of Health Insurance, Including Standards of Full and Fair Disclosure Proposed 53rd Amendment to Insurance Regulation 62 (11 NYCRR 52) Notice of Proposed Rule Making SAPA Executive Order No. 17 (PDF)	July 27, 2019	August 14, 2019	October 15, 2019	Robin Wheeler Feane
Consolidated Proposed 4th Amendment to Insurance Regulation 42 (11 NYCRR 28) Professional Bail Agents Proposed 3rd Amendment to Insurance Regulation 120 (11 NYCRR 33) Managing General Agents Proposed 3rd Amendment to Insurance Regulation 76 (11 NYCRR 66) Surety Bond Forms - Waiver Of The Filing And Prior Approval Requirements Of Section 2307 Of The Insurance Law Notice of Proposed Rule Making Summary SAPA Executive Order No. 17 Summary of the Assessment of Public Comments for the Fourth Amendment to 11 NYCRR 28	July 15, 2019	July 31, 2019	September 16, 2019	Samantha Darche
Accelerated Payment of the Death Benefit Under a Life Insurance Policy Proposed 3rd Amendment To Insurance Regulation 143 (11 NYCRR 41) Notice of Proposed Rule Making Summary SAPA Summary of the Regulatory Impact Statement Executive Order No. 17 (PDF)	June 25, 2019	July 10, 2019	September 9, 2019	James Regalbuto
Valuation of Individual and Group Accident and Health Insurance Reserves Proposed 4th Amendment To Insurance Regulation 56 (11 NYCRR 94) Notice of Proposed Rule Making Statement of Consensus Rulemaking Job Impact Statement Executive Order No. 17 (PDF)	April 24, 2019	May 15, 2019	July 15, 2019	Amanda Fenwick
Regulations Implementing the Comprehensive Motor Vehicle Insurance Reparations Act - Claims for Personal Injury Protection Benefits Proposed 9th Amendment to Insurance Regulation 68-C (11 NYCRR 65-3) Notice of Proposed Rule Making New NYS Forms NF-3 and NF-AOB to Appendix 13 SAPA Executive Order No. 17	October 30, 2018	November 14, 2018	January 14, 2019	Camielle Barclay