Regulations

Proposed Financial Services Regulations

Unless otherwise noted, the comment period extends for 45 days from the date of publication in the State Register.
Comments should be addressed to the noted Agency Contact.

Description and Documents	Date Filed with the Secretary of State	Date Published in the State Register	Public comment period expires	Agency Contact
Repeal of 3 NYCRR SP G 106: Public Access to Department of Financial Services Records Repeal of 11 NYCRR 241 (Insurance Regulation 71): Availability of Department Records New Part 3 to 23 NYCRR: Public Access to Department Records Proposed Consolidated Rulemaking Repealing 3 NYCRR SP G 106 and 11 NYCRR 241 & adding New Part 3 to 23 NYCRR Notice of Proposed Rule Making Statement of Consensus Rulemaking Job Impact Statement Executive Order No. 17	February 11, 2020	February 26, 2020	April 27, 2020	Colleen Dawson
Certification of Compliance, Due Date Proposed Consensus Rule Making for Regulation 23 NYCRR 500.17 & Appendix A (PDF) Notice of Proposed Rule Making (PDF) Statement of Consensus Rulemaking (PDF) Job Impact Statement (PDF) Executive Order No. 17 (PDF)	December 20, 2019	January 8, 2020	March 9, 2020	Eamon Rock
Rules Governing The Procedures For Adjudicatory Proceedings Before The Department of Financial Services Emergency Adoption and Proposed Rule Making for Insurance Regulation No. 3 and 97, Repeal of 11 NYCRR 4; Repeal of 3 NYCRR Supervisory Procedure 111; and New 23 NYCRR 2 Notice of Emergency Adoption and Proposed Rulemaking SAPA Executive Order No. 17	December 17, 2019	December 31, 2019	March 2, 2020	Samantha Darche
Banking Division Assessments Proposed 23 NYCRR 101 (PDF) Notice of Proposed Rulemaking (PDF) SAPA (PDF) Executive Order No. 17 (PDF)	November 4, 2019	November 20, 2019	January 20, 2020	Eamon Rock
Independent Dispute Resolution for Emergency Services and Surprise Bills Proposed First Amendment to 23 NYCRR 400 Notice of Proposed Rule Making SAPA Executive Order No. 17	October 9, 2019	October 23, 2019	December 23, 2019	Emily Donovan