Regulations - Final Adoptions: Financial Services

  • The following table has Two columns.
  • Column One contains an Adoption description followed by links to the adoption's documents. Note: Some Column One rows may contain multiple related adoptions.
  • Column Two contains the Effective Date of the adoption(s).
  • All documents are in PDF format unless indicated otherwise.
Adoption (link and description) Effective Date

Repeal of 3 NYCRR SP G 106:
 Public Access to Department of Financial Services Records
Repeal of 11 NYCRR 241 (Insurance Regulation 71):
 Availability of Department Records
Adoption of New Part 3 to 23 NYCRR:
 Public Access to Department Records

May 20, 2020

Certification of Compliance, Due Date

April 22, 2020

Rules Governing the Procedures for Adjudicatory Proceedings Before the Department of Financial Services

March 25, 2020

Adoption of 23 NYCRR PART 101 of the Regulations of the Superintendent of Financial Services (Banking Division Assessments)

February 12, 2020