Regulations - Final Adoptions: Financial Services

  • The following table has Two columns.
  • Column One contains an Adoption description followed by links to the adoption's documents. Note: Some Column One rows may contain multiple related adoptions.
  • Column Two contains the Effective Date of the adoption(s).
  • All documents are in PDF format unless indicated otherwise.
Adoption (link and description) Effective Date

Adoption of New 23 NYCRR PART 201 of the Regulations of the Superintendent of Financial Services (Registration Requirements & Prohibited Practices For Credit Reporting Agencies)

July 3, 2018

Adoption of 23 NYCRR PART 501 of the Regulations of the Superintendent of Financial Services (Nationwide Multistate Licensing System and Registry)

October 4, 2017

Adoption of New 23 NYCRR 500 of the Regulations of the Superintendent of Financial Services (Cybersecurity Requirements for Financial Services Companies)

March 1, 2017

Adoption of Amendments to Part 1 of the Regulations of the Superintendent of Financial Services (Debt Collection By Third-Party Debt Collectors And Debt Buyers)

September 9, 2015

Final Adoption of Regulation 23 NYCRR Part 200 Virtual Curriencies

June 24, 2015

Final Adoption of Regulation 23 NYCRR Part 400 (New) (Independent Dispute Resolution for Emergency Services and Surprise Bills)

June 03, 2015

New Part 1 of the Regulations of the Superintendent of Financial Services (Debt Collection By Third-Party Debt Collectors And Debt Buyers)

December 02, 2014
New Part 600 of the Regulations of the Superintendent of Financial Services (State Charter Advisory Board: Selection of Candidates Representing Financial Institutions)
December 28, 2011