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Enforcement and Discipline

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Banking, Licensed Financial, and Other Products and Services

Action DateActionCategory
2024-02-28Department of Financial Services Issues Consent Order to Gemini Trust Company, LLCBanks and Trusts
2024-01-17Department of Financial Services Issues Consent Order to Industrial and Commercial Bank of China Ltd. and Consent Order to Industrial and Commercial Bank of China Ltd., New York BranchBanks and Trusts
2024-01-12Department of Financial Services Issues Consent Order to Genesis Global Trading, Inc.Virtual Currency
2023-11-02Department of Financial Services Issues Consent Order to Payoneer, Inc.Money Transmitters
2023-10-18Department of Financial Services Issues Consent Order to Metropolitan Commercial BankBanks and Trusts
2023-09-29Department of Financial Services Issues Consent Order to Shinhan Bank AmericaBanks and Trusts
2023-05-24Department of Financial Services Issues Consent Order to OneMain Financial Group, LLCBanks and Trusts
2023-05-02Department of Financial Services Issues Consent Order to bitFlyer USA, Inc.Virtual Currency
2023-04-13Department of Financial Services Issues Consent Order to CFCU Community Credit UnionBanks and Trusts
2023-03-16Department of Financial Services Issues Consent Order to Bit Pay, Inc.Virtual Currency
2023-01-04Department of Financial Services Issues Consent Order to Coinbase, Inc.Virtual Currency
2022-10-05Department of Financial Services Issues Consent Order to Rhinebeck BankBanks and Trusts
2022-08-02Department of Financial Services Issues Consent Order to Robinhood Crypto, LLCVirtual Currency
2022-02-16Department of Financial Services Issues Consent Order to National Bank of Pakistan and National Bank of Pakistan, NY BranchBanks and Trusts
2021-10-26Department of Financial Services Issues Consent Order to Mashreqbank, PSCBanks and Trusts
2021-06-24Department of Financial Services Issues Agreement with Adirondack Trust CompanyBanks and Trusts
2021-06-24Department of Financial Services Issues Agreement with Chemung Canal Trust CompanyBanks and Trusts
2020-10-21Department of Financial Services Issues Consent Order to Goldman Sachs Group and Goldman Sachs Bank USABanks and Trusts
2020-10-16Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Forster & Garbus LLPDebt Collection
2020-04-06Department of Financial Services Issues Consent Order to Deutsche Bank AG, Deutsche Bank AG New York Branch, and Deutsche Bank Trust Company of the AmericasBanks and Trusts
2020-04-30Department of Financial Services Issues Consent Order to Bank Hapoalim, B.M. and Bank Hapoalim, B.M., New York BranchesBanks and Trusts
2020-04-20Department of Financial Services Issues Consent Order to Industrial Bank of Korea and Industrial Bank of Korea, New York BranchBanks and Trusts
2020-03-16Department of Financial Services Issues Banking Order re Virtual Meetings and Stockholder Meetings due to C-19Banks and Trusts
2020-03-12Order Granting Temporary Relief to COVID-19 Affected Regulated Entities and PersonsCOVID-19
2019-08-15Department of Financial Services Issues Consent Order to Tuition Options, LLC and EDvantage, LLCStudent Loan Servicing
2019-06-24Department of Financial Services Enters Into Settlement Agreement with MUFG BankBanks and Trusts
2019-04-15Department of Financial Services Issues Consent Order to UniCredit GroupBanks and Trusts
2019-04-09Department of Financial Services Issues Consent Order to Standard Chartered Bank and Standard Chartered Bank, New York BranchBanks and Trusts
2019-01-31Department of Financial Services Issues Consent Order to Coney Island PayrollCheck Cashers
2019-01-29Department of Financial Services Issues Consent Order to Standard Chartered Bank and Standard Chartered Bank, New York BranchBanks and Trusts
2019-01-04Department of Financial Services Issues Consent Order to Conduent Education Services, LLC, f/k/a Xerox Education Services, LLC, f/k/a and d/b/a ACS Education Services, Inc.Student Loan Servicing
2018-12-18Department of Financial Services Issues Consent Order to Barclays Bank PLC and to Barclays Bank PLC, New York BranchBanks and Trusts
2018-11-21Department of Financial Services Issues Consent Order to Standard Chartered BankBanks and Trusts
2018-11-19Department of Financial Services Issues Consent Order to Société Générale SA and Société Générale, New York Branch - BSA/AMLConsent Order to Société Générale SA and Société Générale, New York Branch - SanctionsBanks and Trusts
2018-10-24Department of Financial Services Issues Order of Cease and Desist to Firoz Patel; Ferhan Patel; MH Pillars, Inc. D/B/A Payza; Obopay, Inc.; and MH Pillars, Ltd.Money Transmitters
2018-10-10Department of Financial Services Issues Consent Order to Mashreqbank, PSC and Mashreqbank, PSC, New York BranchBanks and Trusts
2018-06-25Department of Financial Services Issues Consent Order to Equifax, Inc.Credit Reporting
2018-06-20Department of Financial Services Issues Consent Order to The Deutsche Bank AG and Deutsche Bank AG New York BranchBanks and Trusts
2018-05-01Department of Financial Services Issues Consent Order to The Goldman Sachs Group, Inc.Banks and Trusts
2018-01-04Department of Financial Services Issues Consent Order to Western Union Financial Services, Inc.Money Transmitters
2017-12-21Department of Financial Services Issues Consent Order to NongHyup Bank, and NongHyup Bank, New York BranchBanks and Trusts
2017-11-13Department of Financial Services Issues Consent Order to Credit Suisse AG and Credit Suisse AG, New York BranchBanks and Trusts
2017-09-25Department of Financial Services Issues Consent Order to Total Account Recovery, LLC and E-Finance Call Center Support, LLCPayday Lending
2017-09-20Department of Financial Services Enters Into Settlement Agreement with NY Community Financial, LLCCheck Cashers
2017-08-24Department of Financial Services Issues Against Habib Bank Limited and Habib Bank Limited, New York Branch a Notice of Hearing and Statement of Charges an Order Regarding Transaction Review, and an Order Regarding Tender of SurrenderBanks and Trusts
2017-05-24Department of Financial Services Issues Consent Order to BNP Paribas S.A. and BNP Paribas S.A., New York BranchBanks and Trusts
2017-05-12Department of Financial Services Issues Complaint for Declaratory and Injunctive Relief to the OCC and Keith A. Noreika, Acting U.S. Comptroller of the CurrencyBanks and Trusts
2017-04-21Department of Financial Services Issues Consent Order to Standard Chartered BankBanks and Trusts
2017-01-30Department of Financial Services Issues Consent Order to Deutsche Bank AG and Deutsche Bank AG New York BranchBanks and Trusts
2016-12-15Department of Financial Services Issues Consent Order to Intesa Sanpaolo S.p.A.Banks and Trusts
2016-11-04Department of Financial Services Issues Consent Order to Agricultural Bank of China LimitedBanks and Trusts
2016-10-20Department of Financial Services Issues Consent Order to Future Income Payments, LLC 
2016-08-19Department of Financial Services Issues Consent Order to Mega International Commercial Bank of TaiwanBanks and Trusts
2016-04-08Department of Financial Services Issues Consent Order to Melrose Credit UnionBanks and Trusts
2016-03-15Department of Financial Services Issues Consent Order to Blue Global LLC and Chris K. Kay 
2016-03-14Department of Financial Services and Federal Reserve Bank of New York enter Written Agreement with National Bank of PakistanBanks and Trusts
2016-02-24Department of Financial Services Issues Written Agreement with Industrial Bank of KoreaBanks and Trusts
2015-12-17Department of Financial Services Issues Amended Consent Order Pursuant to BL Section 39 to First Central Savings BankBanks and Trusts
2015-12-15Department of Financial Services Issues Consent Order to Habib Bank LimitedBanks and Trusts
2015-11-17Department of Financial Services Issues Consent Order to Barclays Bank PLCBanks and Trusts
2015-11-03Department of Financial Services Issues Consent Order to Deutsche Bank AG, Deutsche Bank AG New York BranchBanks and Trusts
2015-10-28Department of Financial Services Issues Consent Order to The Goldman Sachs Group, Inc. Goldman, Sachs & Co.Banks and Trusts
2015-10-19Department of Financial Services Issues Consent Order to Crédit Agricole S.A.; Crédit Agricole Corporate & Investment Bank New York BranchBanks and Trusts
2015-09-28Department of Financial Services lifts the Consent Order issued to United International Bank that has been in effect since July 1, 2013.Banks and Trusts
2015-08-18Department of Financial Services Enters into Agreement with Promontory Financial Group, LLC 
2015-06-30Department of Financial Services Issues Consent Order to Ineractiv Education, LLC d/b/a Direct Student Aid, Inc., Thomas Panik, and David Stein 
2015-06-03Department of Financial Services Issues Consent Order to Alma BankBanks and Trusts
2015-05-20Department of Financial Services Issues Consent Order to Barclays Bank PLCBanks and Trusts
2015-04-23Department of Financial Services Issues Consent Order to Deutsche Bank AGBanks and Trusts
2015-03-12Department of Financial Services Issues Consent Order to CommerzbankBanks and Trusts
2015-03-10Department of Financial Services Issues Consent Order to Selling Source (d/b/a MoneyMutual) 
2014-12-22Department of Financial Services Issues Consent Order to Bank LeumiBanks and Trusts
2014-12-18Department of Financial Services Reaches Agreement on Final Consent Judgment with Condor Capital 
2014-12-18Department of Financial Services Receives Consent of Defendants Condor Capital Corporation and Stephen Baron 
2014-12-11Department of Financial Services Terminates the 2012 Amended Consent Order imposed on Hanover Community Bank 
2014-11-18Department of Financial Services Issues Consent Order to Bank of Tokyo Mitsubishi UFJ 
2014-10-31Department of Financial Services Issues Consent Order to American International Group, Inc. 
2014-08-19Department of Financial Services Issues Consent Order to Standard Chartered Bank, New York BranchBanks and Trusts
2014-08-18Department of Financial Services Enters Into Settlement Agreement with PricewaterhouseCoopers LLP, related Exhibit B - Independent Consultant Practices for Department Engagements and Excerpt of Draft HTR 
2014-06-25Department of Financial Services and New York Attorney General enter into agreement with Lyft, Inc. 
2014-06-30Department of Financial Services Issues Consent Order to BNP Paribas (BNPP)Banks and Trusts
2014-05-19Department of Financial Services Issues Consent Order to Credit Suisse AGBanks and Trusts
2014-04-23Department of Financial Services Obtains Temporary Restraining Order Against Condor Capital 
2014-04-15Department of Financial Services Lifts the Cease and Desist Order Issued to Niagara Frontier Federal Employees Credit Union on June 22, 2007Banks and Trusts
2014-03-25Department of Financial Services lifts Amended Cease and Desist Order issued to Savoy Bank 
2014-03-17Department of Financial Services Issues Consent Order to AXA Equitable Life Insurance Company 
2014-03-11Department of Financial Services Issues Order to consider proposals and applications in connection with the establishment of virtual currency exchanges located in the State of New YorkVirtual Currency
2014-03-10Department of Financial Services Issues Consent Order to Relayrides, Inc. 
2013-12-11Department of Financial Services issues Consent Order to Royal Bank of Scotland, PLCBanks and Trusts
2013-08-30Department of Financial Services Issues Extension of Temporary Order Pursuant to Banking Law § 6-m and Financial Services Law § 302(a)Banking and Financial Services
2013-08-07Department of Financial Services Issues Order Pursuant to Section 36 and 37 of the New York Banking Law 
2013-07-03Department of Financial Services Issues Temporary Order Pursuant to Banking Law § 6-m and Financial Services Law § 302(A)
Issues
Banking and Financial Services
2013-07-01The Department of Financial Services Issues Consent Order to United International BankBanks and Trusts
2013-06-20The Department of Financial Services Issues Consent Order to Bank of Tokyo Mitsubishi UFJBanks and Trusts
2013-06-18New York Reaches Reform Agreement With Deloitte over Standard Chartered Consulting Flaws 
2013-05-30Department of Financial Services Reaches Agreement on Code of Conduct with The Fidelity and Deposit Company of Maryland 
2013-05-30Department of Financial Services Reaches Agreement on Code of Conduct with Chubb & Son 
2013-05-30Department of Financial Services Lifts Consent Order Issued to Amalgamated BankBanks and Trusts
2013-03-25Department of Financial Services and FRBNY Enter Into a Written Agreement with HSH NORDBANK AGBanks and Trusts
2013-01-14Department of Financial Services Lifts Consent Order Issued to First American International Bank (issued December 14, 2010)Banks and Trusts
2012-12-05Department of Financial Services Issues Consent Order to Ocwen Loan Servicing, LLC 
2012-09-21Department of Financial Services Issues Consent Order to Standard Chartered BankBanks and Trusts
2012-08-06Department of Financial Services Issues Consent Order to Standard Chartered BankBanks and Trusts
2012-06-25Department of Financial Services Issues an Amended Consent Order to First Central Savings BankBanks and Trusts
2012-05-14Department of Financial Services Issues  Amended Consent Order to Hanover Community BankBanks and Trusts