Subject Matter Listing of Agency Records

(As of March 2021)

Administration

  • Budget and Procurement
  • Revenue and Expenses
  • Human Resources
  • Training Reports
  • Continuing Education Records

Capital Markets

  • Financial Analysis
  • Derivative Use Plans
  • Examination Reports
  • Licensing Applications
  • Institution Files

Civil Investigations

  • Investigation Files
  • Litigation Files
  • Legislation/Regulations/Guidance

Community and Regional Banks

  • Organization/Merger/Acquisition/Restructure Applications
  • Examination Reports
  • New Facilities
  • Institution Files
  • General Files

Consumer Assistance

CRA, BDD and Fair Lending

Criminal Investigations

  • Referrals/Complaints
  • Investigation Files
  • Application Files
  • Inspection Files
  • Fraud Prevention Plans
  • Annual Special Investigation Unit (SIU) Reports
  • Insurance Fraud Hotline Call Logs
  • External (Training and/or Outreach) Speaking Events

Cybersecurity

  • Legislation/Regulations/Guidance
  • Examination Reports
  • Investigation Files
  • Training and/or Outreach External Speaking Events
  • Licensing Applications

Discipline and Enforcement

  • Stipulations
  • Consent Orders
  • Final Orders (Visit the Enforcement Actions section to see all disciplinary and consent orders)

Foreign and Wholesale Banks

  • Organization/Merger/Acquisition/Restructure Applications
  • Examination Reports
  • New Facilities
  • Institution Files
  • General Files

Health Insurance Bureau

Licensed Financial Services

  • Annual Reports
  • Applications
  • Examination Reports and Work Papers
  • Financial Statements
  • Licensee Files

Insurance Licensing

  • Corporate Affairs
  • Education
  • Applications
  • Licensed Insurance Agents and Brokers
  • Search Who We Supervise for a list of licensed insurance agents and brokers

Life Insurance Bureau

Mortgage Banking

  • Examination Reports
  • Licensed Mortgage Banker Files
  • Registered Mortgage Broker Files
  • Mortgage Loan Originator Files
  • Mortgage Loan Servicer Files
  • Annual Reports
  • Financial Statements

Office of General Counsel

Property Insurance Bureau

Research, Innovation and Virtual Currency

  • Annual Reports
  • Applications
  • Examination Reports and Work Papers
  • Financial Statements
  • Licensee Files

Student Protection Unit

Miscellaneous

Freedom of Information Law (FOIL)

The Committee on Open Government is responsible for overseeing and advising the public about FOIL, codified as New York Public Officers Law Article 6 (Sections 84-90). More information about FOIL, and the records that are exempt from disclosure pursuant to Public Officers Law Section 87(2), are available on the website of the Committee on Open Government.