Speed to Market

• General Guidelines for SERFF Submissions

Health Insurers

• Electronic Filings via SERFF and Priority of Review Circular Letter No. 9 (2004)
• General Instructions for SERFF Filings in New York 08/19/2008 (PDF)
• “Prior Approval with Certification” Filing Procedure and Forms Circular Letter No. 4 (2003)
• Product Checklists and Outlines 

Life Insurers

• Circular Letter No. 6 (2004) - Procedural Changes in the Approval Process for Life/Annuity Submissions
• Certification Procedure Under Circular Letter No. 6 (2004)
• SERFF Submission to the Life Bureau
• Attachments
  • Policy Form Compliance Certification "Attachment 1" (PDF)
  • Policy Form Compliance Certification "Attachment 1" (Word )
  • Product Outlines and Checklists

Property and Casualty Insurers

• Optional Procedures for the Filing of Policy Forms, Rules and Rates Supplement No. 3 to Circular Letter No. 11 (1998) (dated August 21, 2000)
• Procedures for the Filing of Policy Forms, Rules and Rates: Use of Review Standards Checklists Supplement No. 5 to Circular Letter No. 11 (1998) (dated March 21, 2003): 
• Rate, Form, Territory, Classification and Rule Filings:
  • Not Submitted Via SERFF: General Guidelines
  • Submitted Via SERFF: General Guidelines
• Attachments
  • Policy Form Compliance Certification:  Word | PDF
  • Rates and/or Rating Plan Compliance Certification:  Word | PDF
  • Master List of Review Standards Checklists and Compliance Questionnaires:  Word | PDF