Foreign Banking Corporations
Information concerning the licensing of a foreign banking corporation to establish and maintain a branch or agency in New York.
- Foreign Branch/Agency Application
- Questionnaire (PDF)
- Statement of Financial Condition (PDF)
- Projected Average Assets and Liabilities (PDF)
- Application Certificate (PDF)
- Supervisory Policy G 7 (PDF)
- Appointment of Superintendent of Financial Services as True and Lawful Attorney (PDF)
- Designation of Person to Whom Process May be Forwarded by the Superintendent (PDF)
- Litigation Affidavit (PDF)
- Capital, Surplus, and Undivided Profits Certification (PDF)
- Agreement Pursuant to Section 9(b) of the International Banking Act of 1978 (PDF)
- Certificate of Compliance With Section 296-a of the Executive Law of the State of New York (PDF)
- Taxpayer ID Form (PDF)
Application for a change of location - Foreign Branch/Foreign Agency
- Instructions
- Application Form (PDF)
Application to Establish, Maintain, or Use a Representative Office
- Application and Requirements
- Questionnaire (PDF)
- Statement of Financial Condition (PDF)
- Application Certificate (PDF)
- Supervisory Policy G 7 (PDF)
- Appointment of Superintendent of Financial Services as True and Lawful Attorney (PDF)
- Designation of Person to Whom Process May be Forwarded by the Superintendent (PDF)
- Litigation Affidavit (PDF)
- Agreement Pursuant to Section 9(b) of the International Banking Act of 1978 (PDF)
- Certificate of Compliance With Section 296-a of the Executive Law of the State of New York (PDF)
- Taxpayer ID Form (PDF)
Notification of a change of location - Foreign Representative Office
- Instructions
- Application Form (PDF)
Asset Pledge Resources
- Asset Pledge List
- Asset Pledge Form - Regular (PDF)
- Asset Pledge Form - Well Rated (PDF)
- Control Agreement (PDF)
- Deposit and Pledge Agreement (PDF)
Other Applications and Resources
- Authorization of Fiduciary Powers for Foreign Banking Corporations
- Permission for a Foreign Banking Corporation to Change its Name
- Merger or Change of Control of Foreign Banking Corporation
- Issuance of Large Denomination Obligations by Foreign Agencies
- Change of Manager, Representative, or Individual Designated to Receive Process