The Department of Financial Services supervises many different types of institutions and individuals. Supervision may entail chartering, licensing, examination, requiring a registration or filing, etc.

• Visit our Institution Definition and Description page for a brief definition of each type of institution/individual that we supervise or license, and a brief description of the laws under which we regulate them.
• To find out if an entity or individual is supervised by the Department, visit our Who We Supervise page.

Use the links below to find applications, licensing information, forms, filing instructions, and many other resources and tools unique to each type of entity we supervise.