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Enforcement and Discipline

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Insurance Disciplinary Action Summaries

NOTE: The summaries available below are in PDF format.

2021 2020 2019 2018 2017 2016

01/29/2021

12/31/2020

11/30/2020

10/30/2020

09/30/2020

08/31/2020

07/27/2020

06/25/2020

05/27/2020

04/27/2020

03/27/2020

02/28/2020

01/23/2020

12/20/2019

11/19/2019

10/18/2019

09/19/2019

08/19/2019

07/19/2019

06/18/2019

05/17/2019

04/15/2019

03/07/2019

02/05/2019

01/04/2019

11/27/2018

10/26/2018

09/27/2018

08/24/2018

07/26/2018

06/26/2018

05/25/2018

04/26/2018

03/26/2018

02/26/2018

01/24/2018

12/22/2017

11/24/2017

10/20/2017

09/22/2017

08/22/2017

07/21/2017

06/23/2017

05/22/2017

04/25/2017

03/06/2017

02/06/2017

01/06/2017

12/07/2016

11/07/2016

10/07/2016

09/08/2016

08/05/2016

07/06/2016

06/06/2016

05/06/2016

04/04/2016

03/04/2016

02/05/2016

01/07/2016

Who We Supervise
Institutions That We Supervise
The Department of Financial Services supervises many different types of institutions. Supervision by DFS may entail chartering, licensing, registration requirements, examination, and more.
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Department of Financial Services

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