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New York State Department of Financial Services

Weekly Banking Bulletin

January 13, 2017

SECTION I

This section records the receipt of banking-related applications and notices to the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS ISSUED BY THE DEPARTMENT.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning banking-related activities of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item below is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BKBankMBMortgage Banker
BPBudget PlannerBRMortgage Broker
CCCheck CasherMLSMortgage Servicer
CUCredit UnionPFPremium Finance Agency
FAForeign AgencyPBPrivate Banker
FBForeign BranchSDSafe Deposit Company
FRForeign Representative OfficeSFSales Finance Agency
HCHolding CompanySLSavings and Loan Association
ICInvestment CompanySBSavings Bank
LLLicensed LenderTMTransmitter of Money
MKMerchant BankTRTrust Company
MIMiscellaneous VC Virtual Currency

Regulatory Unit Codes

CM Capital Markets
CRBCommunity and Regional Banks
CSDConsumer Services
FWBForeign and Wholesale Banks
LFSLicensed Financial Services
MBDMortgage Banking


SECTION I

December 13, 2016 (IC-FWB)
FRENCH AMERICAN BANKING CORPORATION
787 Seventh Avenue, New York, NY 10019

Notice pursuant to Section 605 of the Banking Law of the intention to voluntarily liquidate, received.


January 3, 2017 (SB-CRB)
NORTHEAST COMMUNITY BANK
325 Hamilton Avenue, White Plains, NY 10601

Notice of intention to close branch office at 8 North Park Avenue, Plymouth, Plymouth County, MA 02360, received.


August 31, 2015 (TM-LFS)
TIPALTI, INC.
505 Hamilton Ave, Suite 230, Palo Alto, CA 94301

Application received for a license to engage in business as a transmitter of money.

The publication of receipt of this application does not indicate that the application is deemed complete.  An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.

ORIGINALLY PUBLISHED SEPTEMBER 4, 2015, CORRECTED TO READ:

January 5, 2017 (TM-LFS)
TIPALTI, INC. D/B/A TIPALTI
1810 Gateway Drive, Suite 260, San Mateo, CA 94402

Application to engage in business as a transmitter of money received.

The publication of receipt of this application does not indicate that the application is deemed complete.  An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.


January 9, 2017 (PF-LFS)

IPFS OF NEW YORK, LLC U/A/N CAPITOL PAYMENT PLAN
1055 Broadway, 11th Floor, Kansas City, Missouri 64105

Applications received to establish a branch of a premium finance agency at the following 23 locations:

  1. 3000 RDU Center Drive, Suite 100, Morrisville, NC 27560
  2. 7878 North 16th Street, Suite 280, Phoenix, AZ 85020
  3. 1122 Lady Street, Suite 940, Columbia, SC 29202
  4. 125 South Wacker Drive, Suite 1650, Chicago, IL 60606
  5. 12596 West Bayaud Avenue, Suite 120, Lakewood, CO 80228
  6. 1760 Market Street, Suite 401, Philadelphia, PA 19103
  7. 1800 Sutter Street, Suite 365, Concord, CA 94520
  8. 201 West North River Drive, Suite 301, Spokane, WA 99201
  9. 22102 SE 17th Avenue, Suite 202, Bothell, WA 98021
  10. 2777 Allen Parkway, Suite 550, Houston, TX 77019
  11. 3 Hutton Centre Drive, Suite 630, Santa Ana, CA 92707
  12. 30 Montgomery Street, Suite 1000, Jersey City, NJ 07302
  13. 301 West 11th Street, 4th Floor, Kansas City, MO 64105
  14. 455 Commerce Drive, Suite 1, Amherst, NY 14228
  15. 462 S. Fourth Street, Suite 1700, Louisville, KY 40202
  16. 49 Stevenson Street, Suite 1275, San Francisco, CA 94105
  17. 4902 Eisenhower Blvd, Suite 296, Tampa, FL 33634
  18. 5316 Hwy 290 West, Suite 310, Austin, TX 78735
  19. 3817 NW Expressway, Suite 725, Oklahoma City, OK 73112
  20. 67 Millbrook Street, Suite 508, Worcester, MA 01606
  21. 777 South Figueroa Street, Suite 300, Los Angeles, CA 90017
  22. 857 Elkridge Landing Road, Suite 620, Linthicum, MD 21090
  23. 900 Ashwood Parkway, Suite 370, Atlanta, GA 30338

The publication of receipt of these applications does not indicate that the applications are deemed complete.  An application is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.


January 10, 2017 (BK-FWB)
WOORI AMERICA BANK
330 Fifth Avenue, New York, NY 10001

Application dated January 6, 2017, for permission to change the location of a branch office from 3540 Wilshire Boulevard, Los Angeles, Los Angeles County, California 90010 to 3500 West 6th Street, Suite 201, Los Angeles, Los Angeles County, California 90020, received.


January 11, 2017 (SB-CRB)
PIONEER SAVINGS BANK
652 Albany Shaker Road, Albany, NY 12211

Application dated January 9, 2017, for permission to open and occupy a branch office at 100 Mohawk Avenue, Cohoes, Albany County, NY 12047, received.


Application to establish a Mortgage Banker's Branch received for examination:

January 11, 2017 (BK-MBD)
Full Service Branch
Homebridge Financial Services, Inc.  D/B/A Menlo Park Funding
2711 Transit Road Suite 123, Elma, NY 14059

January 11, 2017 (BK-MBD)
Full Service Branch
Homebridge Financial Services, Inc.  D/B/A Menlo Park Funding
3136 Winton Road South, Ste 303, Rochester, NY 14623

January 11, 2017 (BK-MBD)
Full Service Branch
Homebridge Financial Services, Inc.  D/B/A Menlo Park Funding
711 Westchester Avenue Suite 304, White Plains, NY 10604


Application to engage in the business of a Mortgage Broker under Article 12-D of the New York State Banking Law received for examination corrected to read as follows:

From:
November 30, 2016 (BR-MBD)
Applicant(s)
Paul William Saar
MORTGAGES R US INC
132 East McNab Rd., Pompano Beach, FL  33060

To:
November 30, 2016 (BR-MBD)
Applicant(s)
Paul William Saar
As: Saar Mortgage
In Lieu of True Name Mortgages R US, Inc
132 East McNab Rd., Pompano Beach, FL  33060


Application received pursuant to Section 594-b of the New York Banking Law and Part 410 of the Superintendent's Regulations for control interest:

January 9, 2017 (BK-MBD)
Applicant(s)
Frederick Joseph Assini
To acquire interest in:
Hartford Funding, LTD
538 Broadhollow Road, Suite 403, Melville, NY 11747


Mortgage Banker License Name Change Received:

January 10, 2017 (BK-MBD)
United Mortgage Corp.
Additional D/B/A: United Faith Mortgage


Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.   They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

Date of Application

NMLS ID

Name of Applicant

City

State

November 2, 2016

1532554

Jamie Lynn McCartney

Cinnaminson

New Jersey

November 11, 2016

862988

Joseph L Ferrante

Brooklyn

New York

November 15, 2016

1445810

Matthew Christopher Santiago

Helmetta

New Jersey

November 15, 2016

1445886

Joseph Lawrence Cosares

Staten Island

New York

November 16, 2016

1562259

Linda Hearburg Burns

Bemus Point

New York

November 18, 2016

1523777

Randolph George Belonzi

Coram

New York

November 21, 2016

1485066

Ryan Thomas Oates

Middle Village

New York

November 21, 2016

1526197

Ryan Joseph Forbeck

Shamong

New Jersey

November 22, 2016

67166

Patricia Ocampo

Bay Shore

New York

November 22, 2016

1188686

Nicholas David Reisig

Morristown

New Jersey

November 28, 2016

1407346

Adam Lucas Schober

San Clemente

California

November 29, 2016

648761

Kimberly R Charne

Somerville

New Jersey

November 29, 2016

1198432

Sarah Elizabeth Lark

Columbia

Missouri

November 30, 2016

40521

Susan Andrea Kreyer

Canandaigua

New York

December 2, 2016

1533027

Nila Valentina Csapo

Roebling

New Jersey

December 6, 2016

1531517

Andrew Timothy Forgy

Columbia

Missouri

December 7, 2016

1489387

Anthony Michael Dunn

Westland

Michigan

December 9, 2016

150066

Christopher Michael Klein

Garden City

New York

December 13, 2016

1038003

Katie Lynn Griggs

Riverton

Utah

December 13, 2016

1382536

Joseph Thomas White

Whittier

California

December 14, 2016

757229

Jairo I Camaro

Chicago

Illinois

December 14, 2016

1550636

Carolina Garcia De Mattera

Staten Island

New York

December 15, 2016

515617

Gina M Kubow

Glenville

New York

December 15, 2016

1542831

Cynthia Irene Garcia

Aurora

Illinois

December 15, 2016

1553260

Brooke Ashley Schneider

Freeland

Michigan

December 16, 2016

1548030

Marla Kay Schauer

Indianapolis

Indiana

December 16, 2016

1563972

Brandon Duke Worthington

Mexico

Missouri

December 16, 2016

1571089

Terrence Kitson

Lagrangeville

New York

December 19, 2016

1236762

Rigo Gutierrez

Yorba Linda

California

December 19, 2016

1546704

Katherine Mary Costello

Burlington

New Jersey

December 19, 2016

1564376

Eric F Schatz

Huntington

New York

December 20, 2016

85420

Daniel DiMaina

Atlantic Beach

New York

December 20, 2016

171209

Steven Valente

Wantagh

New York

December 20, 2016

260153

Daniel Nathan Suiter

Royal Oak

Michigan

December 20, 2016

1438106

Jennifer Lynn Gotham

Detroit

Michigan

December 20, 2016

1448903

Ali Allen Hijazi

Sterling Heights

Michigan

December 20, 2016

1537640

Jesus Santos Hinojosa

Detroit

Michigan

December 20, 2016

1537660

Wissam Samir Issa

Sterling Heights

Michigan

December 20, 2016

1537676

Ryan James Lafferty

Livonia

Michigan

December 20, 2016

1546702

Thomas Justin Richards

Trenton

New Jersey

December 21, 2016

1497368

Sean William Paul

Irvington

New York

December 21, 2016

1537670

Dania Maher Khytaz

Detroit

Michigan

December 21, 2016

1537780

Christopher William Klumph

Cherry Hill

New Jersey

December 21, 2016

1543920

Mason Alexander Betterly

Mt. Laurel

New Jersey

December 21, 2016

1552702

Logan Jeffery Stammen

Muncie

Indiana

December 21, 2016

1555346

David Elliott Hilton

Indianapolis

Indiana

December 21, 2016

1558989

Andres David Limon

Camby

Indiana

December 22, 2016

1110124

Rami Hussein Al-Achkar

Dearborn Heights

Michigan

December 22, 2016

1395166

Stephanie Ann Pantaleo

Jefferson City

Missouri

December 22, 2016

1530285

Eric Michael Raw

Columbia

Missouri

December 22, 2016

1551936

Katherine Amanda Weston

Columbia

Missouri

December 22, 2016

1376492

Garrett Joseph Fried

Detroit

Michigan

December 22, 2016

1399772

John Michael Fisher

Detroit

Michigan

December 22, 2016

1429125

Sami Zoabi

Dearborn

Michigan

December 22, 2016

1438086

Thomas Jason Collins

Hardland

Michigan

December 22, 2016

1475253

Sharonda Simone Hampton

Detroit

Michigan

December 22, 2016

181802

Bryan Scott Lawrence

Milford

Michigan

December 23, 2016

1011830

Bekim Merdita

Dearborn Heights

Michigan

December 23, 2016

1096968

Michael Louis Coriasso

Rochester

Michigan

December 23, 2016

1566816

Thomas William Nelson

Lake Orion

Michigan

December 27, 2016

984576

Eric Steven Geib

Chesterfield

Michigan

December 27, 2016

1438116

Pao Hang

Fraser

Michigan

December 27, 2016

1448697

William Anthony Garzon

Scottsdale

Arizona

December 27, 2016

1448921

Jessica Jean Koskinen

Detroit

Michigan

December 27, 2016

1546711

Sunny Robert Swen

Townsend

Delaware

December 28, 2016

847859

Stephen joseph Schloemer

Macomb

Michigan

December 28, 2016

938943

Andrew Michael Stokes

Saint Clair Shores

Michigan

December 28, 2016

1203463

Joaquin Abascal Gallegos

Detroit

Michigan

December 28, 2016

1367276

Michael Joseph O'Shea

Shelby Twp.

Michigan

December 28, 2016

1387506

Myia Georgette Szymanski

West Bloomfield

Michigan

December 28, 2016

1418991

Alena Georgia Piwonski

Shelby Township

Michigan

December 28, 2016

1419029

Brittany Marie Cochiaosue

Troy

Michigan

December 28, 2016

1428773

Michael Chikere-Obi Aririguzo

Detroit

Michigan

December 28, 2016

1537475

Nicole Ann D'Amico

Westland

Michigan

December 28, 2016

1566801

Jessica Nicole Morin

Fraser

Michigan

December 28, 2016

1566943

Lorenzo Torianno-Valentino Reese

Romulus

Michigan

December 30, 2016

1367338

Andrea LaDonna Shaw

Clinton Township

Michigan

December 30, 2016

1419071

Argyro Elene Karas

Clinton Township

Michigan

December 30, 2016

1537679

Dallas Tyler LaPerriere

Macomb

Michigan

December 30, 2016

1559284

Charles Christopher Jones

Columbia

Missouri

December 30, 2016

1565057

Jacob David Powers

Columbia

Missouri

December 30, 2016

1566172

Mark Christian Brothers

Livonia

Michigan

December 30, 2016

1566941

Rogelio Ramos-Navarro

Detroit

Michigan

December 30, 2016

1566952

Ashley Ann Shallal

Royal Oak

Michigan

December 30, 2016

1567341

Ali Abdallah Zahr

Dearborn

Michigan

December 30, 2016

1567369

Michael Lee Zucker

Bloomfield Hills

Michigan

January 3, 2017

37424

Alison Leigh Dixon-Drumheller

Cherry Hill

New Jersey

January 3, 2017

55322

Rajin Vivian Ramdeholl

Baldwin

New York

January 3, 2017

69815

Dmitry Kievsky

Dix Hills

New York

January 3, 2017

132288

Conrad M Gardner

Dix Hills

New York

January 3, 2017

377915

Geevarghese Mathai

Muttontown

New York

January 3, 2017

1016651

Erapalli Sahadeo

Queens Village

New York

January 3, 2017

1067228

Rajiv Singh

Skillman

New Jersey

January 3, 2017

1566776

Paulina Manzo

Detroit

Michigan

January 3, 2017

1549077

Richard Meredith Peck

Elverta

California

January 4, 2017

66263

Michael Edward Pesce

Erie

Colorado

January 4, 2017

1419156

Tyler John Hampton

Ann Arbor

Michigan

January 4, 2017

1566960

Jamiel Keith Strickland

Dearborn

Michigan

January 4, 2017

1567254

Riley Thomas Wentzel

Clinton Township

Michigan

January 4, 2017

1567299

Brad Daniel Wethy

Detroit

Michigan

January 4, 2017

1567340

Alyssa Kathryn Wolyniec

Grosse Pointe

Michigan

January 4, 2017

1567368

Adam Joseph Zinkosky

Clinton Township

Michigan

January 11, 2017

66034

Vibha Singh

Skillman

New Jersey


SECTION II

December 13, 2016 (LL–LFS)
SPRINGLEAF CONSUMER LOAN, INC.
601 NW Second Street, Evansville, Indiana 47708

License to engage in business as a licensed lender at 180 W. Peckham Lane, Suite 1140, Reno, NV 89509 was surrendered.


December 30, 2016 (FR-FWB)
MERCANTIL, C.A., BANCO UNIVERSAL
Avenida Andres Bello No. 1 Caracas 1011, Venezuela

Representative office license at 11 East 51st Street, New York NY 10022 surrendered on December 30, 2016.


January 6, 2017 (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, NY 10005

Authorization to transact the business of Private Bankers issued, effective January 6, 2017.

GENERAL PARTNERS/CLASS 1 LIMITED PARTNERS

                                                                                                                                                                                                                  
Thomas E. BerkMichael W. McConnell
Brian A. BerrisJeffrey B. Meskin
Taylor S. BodmanYukinori Nagahisa
John J. BorlandJohn A. Nielsen
Geoffrey M. CookSean Pairceir
Jean-Marc CrepinJean-Pierre Paquin
Douglas A. Donahue, Jr.Christopher C. Remondi
Dario GalindoA. Heaton Robertson III
Kathryn C. GeorgeWilliam E. Rosensweig
Timothy E. HartchJeffrey A. Schoenfeld
Kyosuke HashimotoKevin W. Stone
Charles O. IzardW. Carter Sullivan III
Michael R. KellerAndrew J. F. Tucker
Radford W. KlotzWilliam B. Tyree
Susan C. LivingstonMaroa C. Velez
T. Michael LongWilliam J. Whelan, Jr.
Hampton S. Lynch, Jr.Richard H. Witmer, Jr.

CLASS 2 LIMITED PARTNERS

                                                                                                                                                                                         
Timothy J. ConnellyLandon Hilliard
Carl S. Cutler Jeffrey R. Holland
Anthony T. EndersJared S. Keyes
Alexander T. ErcklentzMichael Kraynak, Jr.
Terrence M. FarleyDouglas L. Maine
John A. GehretJohn P. Molner
Elbridge T. Gerry, Jr.Donald B. Murphy
Kristen F. GiarrussoEugene C. Rainis
Ronald J. HillLawrence C. Tucker

Permanent capital: $540,000,000.

(These Private Bankers are already under the supervision of the Department.  New Certificate issued by reason of the conversion of Lawrence C. Tucker and Jared S. Keyes from General Partners to Class 2 Limited Partners.)


January 6, 2017 (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, NY 10005

Certificate of Authorization issued January 8, 2016, to transact the business of Private Bankers revoked, effective January 6, 2017.


January 9, 2017 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Applicant notified in writing that no objection will be interposed to the establishment of an electronic facility (automated teller machine) at 2058 Delaware Avenue, Buffalo, Erie County, NY 14216.


January 11, 2017 (MI-CRB)
HANOVER BANCORP, INC.
2131 Jericho Turnpike, Garden City Park, NY 11040

The Superintendent of Financial Services has filed, pursuant to the provisions of Section 143-a of the New York Banking Law, as of 5:00 P.M., August 10, 2016, a Plan of Acquisition, dated as of October 7, 2015, and other required documents, providing for the acquisition of 100% of the capital stock of Hanover Community Bank, Garden City Park, New York, by Hanover Bancorp, Inc., Garden City Park, New York.


License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:

January 4, 2017 (BK-MBD)
Full Service Branch
SoFi Lending Corp.
375 Healdsburg Avenue, Suite 280, Healdsburg, CA 95448


License to engage in the business of a Mortgage Banker Branch surrendered:

January 10, 2017 (BK-MBD)
Home Point Financial Corporation
695 Mansell Road, Suite 110, Roswell, GA 30076
Effective Date: January 4, 2017

January 10, 2017 (BK-MBD)
Beneficial Homeowner Service Corporation
636 Grand Regency Boulevard, Brandon, FL 33510
Effective Date: January 10, 2017

January 9, 2017 (BK-MBD)
Syracuse Securities, Inc.
5500 Main Street Suite 108A, Williamsville, NY 14221
Effective Date: January 9, 2017

January 10, 2017 (BK-MBD)
Household Finance Realty Corporation of New York
636 Grand Regency Boulevard, Brandon, FL 33510
Effective Date: January 10, 2017


Mortgage Banker License Address Changes:

January 11, 2017 (BK-MBD)
Beneficial Homeowner Service Corporation
From: 1421 W. Shure Drive, Suite 100, Arlington Heights, IL 60004
To: 636 Grand Regency Boulevard, Brandon, FL 33510-3942

January 10, 2017 (BK-MBD)
Household Finance Realty Corporation of New York
From: 1421 W. Shure Drive, Suite 100, Arlington Heights, IL 60004
To: 636 Grand Regency Boulevard, Brandon, FL 33510-3942


Mortgage Broker Branch Certificate Address Changes:

January 11, 2017 (BR-MBD)
UBS Financial Services Inc.
From: 1 HSBC Center, Suite 3737, Buffalo, NY 14203
To: 250 Delaware Avenue, Suite #610, Buffalo, NY 14202-2014


Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

Date Application Withdrawn NMLS ID

Name of Applicant

City & State of Residence

January 5, 2017

84346

Craig Steven Kashazta

New York

New York

January 5, 2017

1399236

Christopher Dennis Searle

Macomb

Michigan

January 5, 2017

1470697

Lisa Marie LaBarca

Staten Island

New York

January 5, 2017

1448971

Scott Alan Wittla

Dearborn

Michigan

January 5, 2017

9685

Jamie Dawn Schaub

Edgewater

New Jersey

January 5, 2017

1231295

David A. Ranegan

Franklin Square

New York

January 5, 2017

673160

Todd P. Brown

Locust Valley

New York

January 5, 2017

130763

Anthony Jacob Soss

Westlake

Ohio

January 5, 2017

1124161

Mark Christopher Macievic

Anaheim

California

January 10, 2017

333751

Linton Arthur Weiss

Costa Mesa

California

January 10, 2017

207163

Mary Alexandra Spollen

Powder Springs

Georgia

January 11, 2017

1455488

GinnyLee Matthews

Boonville

Missouri


Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

Date of Approval NMLS ID

Name of Applicant

City

State

Sponsoring Entity

January 5, 2017

1434688

John Edwin Helt

McKinney

Texas

Carrington Mortgage Services, LLC


 

 

 

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