Banking Division
Weekly Bulletin
October 19, 2012
SECTION I
This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services. Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.
Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item. More specifically, such comments or objections, including any that concern CRA-related applications, should be either (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov.This Weekly Bulletin may also be viewed online at the Department’s Web site at: http://www.dfs.ny.gov
SECTION II
Section II records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.
GENERAL INFORMATION
Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution. The following is a list of the codes and their meanings:
INSTITUTION CODES |
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REGULATORY UNIT CODES
CRB |
Community and Regional Banks |
CSD |
Consumer Services |
FWB |
Foreign and Wholesale Banks |
LFS |
Licensed Financial Services |
MBD |
Mortgage Banking |
SECTION l
October 12, 2012 (FB-FWB)
NATIXIS
30, Avenue Pierre Mendes France 75013 Paris, France
Application to close a branch at 9 West 57th Street, Borough of Manhattan, City of New York 10019, by November 19, 2012, received.
October 12, 2012 (TR-CRB)
FLUSHING COMMERCIAL BANK
661 Hillside Avenue, North New Hyde Park, NY 11040
FLUSHING SAVINGS BANK, FSB
144-51 Northern Boulevard, Flushing, NY 11354
Application, pursuant to Section 601 of the New York Banking Law, for Flushing Savings Bank, FSB to merge with and into Flushing Commercial Bank, under the name Flushing Bank, received. (Flushing Commercial Bank is amending its Organization Certificate to expand its powers to those of a full service bank with trust powers.)
October 15, 2012 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Notice of intention to establish an electronic facility (automated teller machine) at Sheetz Inc. Convenience Store, 101 Ronda Court, North Huntingdon Township, Westmoreland County, PA 15642, received.
October 15, 2012 (MI-CRB)
BERKSHIRE BANK
24 North Street, Pittsfield, MA 01201
Application dated October 9, 2012 for permission to open and occupy a branch office at 11 Vista Boulevard, Slingerlands, Town of Bethlehem, Albany County, NY 12159, received.
October 15, 2012 (MI-CRB)
BERKSHIRE BANK
24 North Street, Pittsfield, MA 01201
Application dated October 15, 2012 for permission to open and occupy a branch office at 3025 Route 50, Town of Wilton, Saratoga County, NY 12866, received.
October 17, 2012 (SF-LFS)
VOLVO CAR FINANCIAL SERVICES U.S., LLC
1 Volvo Drive, Rockleigh, Bergen County, NJ 07647
Application received for a license to engage in business as a sales finance company at the above location.
The publication of receipt of this application does not indicate that the application is deemed complete. An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.
October 17, 2012 (FB-FWB)
CANADIAN IMPERIAL BANK OF COMMERCE
199 Bay Street, Commerce Court
Toronto, Ontario, Canada M5L 1A2
Applications, pursuant to Section 202-g of the Banking Law, to establish and maintain two branches in New York, by upgrading its agencies at 300 Madison Avenue, New York, NY 10017 and 425 Lexington Avenue, New York, NY 10017, received.
October 17, 2012 (BP-LFS)
MONEY MANAGEMENT INTERNATIONAL, INC.
14141 Southwest Freeway, Suite 1000, Sugar Land, South Bend County, Texas 77478
Notification was received for the following branch office relocations:
- TO: 199 Lincoln Avenue, Suite 309, Bronx, Bronx County, NY 10454
FROM: 888 Grand Concourse, Suite 1K, Bronx, Bronx County, NY 10451. - TO: 161-10 Jamaica Avenue, Suite 407, Jamaica, Queens County, NY 11432
FROM: 88-32 Sutphin Boulevard, Jamaica, Queens County, NY 11435.
The publication of receipt of the notification does not indicate that the notification is deemed complete. The notification is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.
October 18, 2012 (CC-LFS)
A.T.N. CHECK CASHING CORPORATION
122-11 Guy R. Brewer Boulevard, Jamaica, NY 11434
An application for a license to engage in business as a licensed casher of checks at 134-10A Guy R. Brewer Boulevard, Jamaica, NY 11434 in connection with the purchase of certain assets of Belair Payroll Services, Inc. was received.
The publication of receipt of this application does not indicate that the application is deemed complete. An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.
Any comments or objections should be submitted in writing, within 10 business days, by November 2, 2012.
Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law received for examination amended to read as follows:
October 17, 2012 (MB-MBD)
From: Applicant(s)
Corey I. Margulefsky
Allen Margulefsky
Dahlia F. Samuel
As: New View Mortgage Corp.
50 Jackson Avenue, Suite 301, Syosset, NY 11791
To: New View Mortgage Corp.
20 Crossways Park Drive North, Suite 400, Woodbury, NY 11797 2007
Application to establish a Mortgage Banker's Branch received for examination:
October 12, 2012 (MB-MBD)
Full Service Branch
Security One Lending
700 Corporate Boulevard, Suite 100, Newburgh, NY 12550
October 12, 2012 (MB-MBD)
Full Service Branch
Security One Lending
1455 Broad Street, 2nd Floor, Bloomfield, NJ 07003
Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing. They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.
Date of Application |
NMLS ID |
Name of Applicant |
City & State of Residence |
|
April 23, 2012 |
205702 |
Rita Munifo Mahlstadt |
Lake Grove |
NY |
May 7, 2012 |
148143 |
Henry Philip McManis |
Brooklyn |
NY |
May 31, 2012 |
134008 |
Sean Hugh Adams |
Saylorsburg |
PA |
June 8, 2012 |
836780 |
Valori Ann Galvez |
Huntington Beach |
CA |
June 21, 2012 |
31048 |
Dennis Matthew Gatto |
Roslyn |
NY |
June 28, 2012 |
867096 |
Jason Scott Blee |
Massapequa |
NY |
June 28, 2012 |
511155 |
Justin Seth Weissman |
Clearwater |
FL |
June 28, 2012 |
928187 |
George Joseph Kapustij |
Macomb |
MI |
August 1, 2012 |
936866 |
Lynn Arlou Miller |
Anaheim |
CA |
August 9, 2012 |
67606 |
Annette Fisher |
Brooklyn |
NY |
August 10, 2012 |
20123 |
Brian Michael Wolnik |
Huntley |
IL |
August 28, 2012 |
899686 |
Gangadaye Khan |
Valley Stream |
NY |
August 31, 2012 |
224326 |
Salvatore Militello |
Norridge |
IL |
SECTION II
September 12, 2012 (TM-LFS)
EXIM (USA) INC.
72–26 Broadway, 2nd Floor, Jackson Heights, New York 11372
A license to engage in the business of a transmitter of money was issued.
October 9, 2012 (TM-LFS)
GOOGLE PAYMENT CORP.
1600 Amphitheatre Parkway, Mountain View, CA 94043
Notification of adding assumed name, Google Wallet, was approved.
October 12, 2012 (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, NY 10005
Certificate of Authorization issued January 5, 2012 to transact the business of Private Bankers revoked, effective October 12, 2012.
October 12, 2012 (BK-CRB)
GOLD COAST BANK
2929 Expressway Drive North, Suite 101, Islandia, New York 11749
The Superintendent’s approval in principle of the “Certificate of Amendment of the Organization Certificate of Gold Coast Bank under Section 8005 of the Banking Law” was granted.
The amendment provides for an increase in the authorized amount of capital stock from $9,645,680 consisting of 2,411,420 shares, to $17,400,000 consisting of 4,350,000 shares, all with a par value of $4.00 per share.
October 12, 2012 (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, NY 10005
Authorization to transact the business of Private Bankers issued, effective October 12, 2012.
GENERAL PARTNERS/CLASS 1 LIMITED PARTNERS
| Thomas E. Berk | Michael W. McConnell |
| Brian A. Berris | Jeffrey B. Meskin |
| Taylor S. Bodman | John P. Molner |
| John J. Borland | Donald B. Murphy |
| Timothy J. Connelly | Yukinori Nagahisa |
| Geoffrey M. Cook | John A. Nielsen |
| Carl S. Cutler | Sean Pairceir |
| Douglas A. Donahue, Jr. | Christopher C. Remondi |
| Dario Galindo | A. Heaton Robertson III |
| Kathryn C. George | William E. Rosensweig |
| Kristen F. Giarrusso | Jeffrey A. Schoenfeld |
| Timothy E. Hartch | Kevin W. Stone |
| Kyosuke Hashimoto | W. Carter Sullivan III |
| Landon Hilliard | Andrew J. F. Tucker |
| Jeffrey R. Holland | Lawrence C. Tucker |
| Charles O. Izard | William B. Tyree |
| Jared S. Keyes | Jared S. Keyes |
| Radford W. Klotz | Douglas C. Walker |
| Susan C. Livingston | William J. Whelan, Jr. |
| William J. Whelan, Jr. | Richard H. Witmer, Jr. |
| Hampton S. Lynch, Jr. |
CLASS 2 LIMITED PARTNERS
| J. William Anderson | Robert R. Gould |
| Walter H. Brown | John C. Hanson |
| Anthony T. Enders | Ronald J. Hill |
| Alexander T. Ercklentz | Michael Kraynak, Jr. |
| Terrence M. Farley | Douglas L. Maine |
| John A. Gehret | Eugene C. Rainis |
| Elbridge T. Gerry, Jr | Stokley P. Towles |
(These Private Bankers are already under the supervision of the Department. New Certificate issued by reason of the death of Peter B. Bartlett, a Class 2 Limited Partner.)
October 15, 2012 (BK-CRB)
NEW YORK COMMERCIAL BANK
One Suffolk Square, Islandia, NY 11749
Authorization issued to open and occupy a branch office at 41-11 Bell Boulevard, Bayside, Borough of Queens, City of New York 11361, on or after October 16, 2012.
October 16, 2012 (MI-CRB)
BCB COMMUNITY BANK
104-110 Avenue C, Bayonne, NJ 07002
Notification received, in accordance with Supervisory Policy G 8, of the proposed establishment of representative offices at the following two locations:
- 98 Lafayette Avenue, Suffern, Rockland County, NY 10901; and
- 1855 Victory Boulevard, Borough of Staten Island, City of New York 10314.
October 17, 2012 (MI-CRB)
GIANNOULIAS 2011 CHECKSPRING TRUST
ENDY D. ZEMENIDES
Chicago, IL 60607
Applications, pursuant to Section 143-b of the Banking Law to acquire indirect control of CheckSpring Bank by acquiring control of CheckSpring Community Corporation, accepted.
October 18, 2012 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Authorizations granting permission to open and occupy branch offices at the following two locations, surrendered for cancellation:
- Shoppers Food & Pharmacy, 9622 Main Street, Fairfax, VA 22031; and
- Shoppers Food & Pharmacy, 4720 Cherry Hill Road, College Park, Prince George's County, MD 20740.
Offices discontinued as of October 10, 2012.
October 18, 2012 (TM-LFS)
AFI OF NEW YORK, INC.
One South Wicker Drive, 36th Floor, Chicago, Illinois 60606
Notification of a change of office location to One South Wicker Drive, 36th Floor, Chicago, Illinois 60606 was approved.
October 18, 2012 (LL-LFS)
SPRINGLEAF FINANCIAL SERVICES OF NEW YORK, INC.
600 NW Second St., 4th Floor East, Evansville, IN 47708
License rider issued to reflect a change of headquarters location from 600 N. Royal Avenue, Evansville, Indiana 47715 to 600 NW Second St., 4th Floor East, Evansville, IL 47708.
Certificate issued to engage in business as a Mortgage Broker Branch under Article 12-D of the New York State Banking Law:
October 17, 2012 (BR-MBD)
Full Service Branch
First Alliance Home Mortgage, LLC
1480 Route 9 North, Suite 302, Woodbridge, NJ 07095
License issued to engage in business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:
October 17, 2012 (MB-MBD)
Full Service Branch
PHH Home Loans, LLC D/B/A Coldwell Banker Home Loans
Additional DBA(S): ERA Home Loans
Cartus Home Loans
792 East Rand Road, Arlington Heights, IL 60004
October 17, 2012 (MB-MBD)
Full Service Branch
Vanguard Funding LLC
2363 Ralph Avenue, Brooklyn, NY 11234
Mortgage Broker Certificate Address Changes:
October 17, 2012 (BR-MBD)
AVP Mortgage Solutions, LLC
From: 1400 Old Country Road, Suite C104, Westbury, NY 11590
To: 155 East Main Street, Suite 170, Smithtown, NY 11787 2854
October 17, 2012 (BR-MBD)
New View Mortgage Corp.
From: 50 Jackson Avenue, Suite 301, Syosset, NY 11791
To: 20 Crossways Park Drive North, Suite 400, Woodbury, NY 11797 2007
Mortgage Banker License Address Changes:
October 15, 2012 (MB-MBD)
FOM Lending, LLC In Lieu of True Name First Option Mortgage, LLC
From: 400 Galleria Parkway, Suite 1600, Atlanta, GA 30339
To: 400 Interstate North Parkway SE, Suite 1600, Atlanta, GA 30339 5047
Mortgage Broker Branch Certificate Address Changes:
October 15, 2012 (BR-MBD)
Morgan Stanley Smith Barney LLC
From: 600 Northern Boulevard, Great Neck, NY 11021
To: 1010 Northern Boulevard, Suite 214, Great Neck, NY 11021
Mortgage Loan Servicer Branch License Address Changes:
October 11, 2012 (MLS-MBD)
HSBC Mortgage Services Inc.
From: 931 Corporate Center Drive, Pomona, CA 91769
To: 10210 Windhorst Road, Tampa, FL 33619
The following registered mortgage broker has entered into a Settlement Agreement with the Department in lieu of a hearing for a fine or revocation of its mortgage broker registration, to settle violations of Section 1005(a) (1) of the New York Business Corporation Law. The Registrant maintained an active registration with the Department during the period from September 24, 1997 to July 30, 2010, while the Registrant was dissolved by the New York Department of State. Furthermore, the Registrant failed to notify the Department of the dissolution of its corporate authority in New York in violation of Supervisory Procedure MB 102.1(c)(1). The Settlement Agreement terms and conditions include a fine of $2,500.
October 15, 2012 (BK-MBD)
Global Reach Realty Corp.
82-11 37th Avenue, Suite 608, Jackson Heights, NY 11372
Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN. The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:
Date Application Withdrawn |
NMLS ID |
Name of Applicant |
City & State of Residence |
|
October 12, 2012 |
902433 |
Amol Ashok Dalvi |
Wixom |
MI |
October 12, 2012 |
368009 |
Jonathan James Fitzpatrick |
New Boston |
MI |
October 12, 2012 |
915606 |
Brent Dwayne Conner |
Dallas |
TX |
October 12, 2012 |
293727 |
Margo Dobbins |
Fort Collins |
CO |
October 12, 2012 |
215151 |
Raymond Jamond Fuller |
Irvine |
CA |
