Publications Archive - Insurance

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Many of our consumer guides and reports are available in electronic PDF format directly from this Web site.  You can either view them online, or print them out using the Adobe Acrobat Reader. For further assistance with downloading PDF files, please select this link.

Publication Categories

Annual Report of the Superintendent of Insurance to the New York Legislature

• New! 2010 Annual Report
• 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999

Automobile Insurance:

• Total Loss Valuation Project Report (PDF format - prepared by DeLoitte Consulting LLP)
• Consumer Guide to Automobile Insurance
  • How to Save Money on Auto Insurance
  • Shopping For Auto Insurance
• Automobile Insurance Complaint Rankings
  • 2011 Ranking of Automobile Insurance Complaints (based on 2010 data)
  • 2010 Rankings (based on 2009 data)
  • 2009 Rankings (based on 2008 data)
  • 2008 Rankings (based on 2007 data)
  • 2007 Rankings (based on 2006 data)
  • 2006 Rankings (based on 2005 data)

Captive Insurance Application Forms

• Captive Insurance Application Forms (Captive Insurance Web site page with available downloads)

Certified Capital Companies (CAPCO) Report

• 12th Annual Report to the Governor and the Legislature on the New York State Certified Capital Company Program - June 1, 2011 (PDF format)

Department Newsletter - "The Bulletin"

• See our "Historical Documents and Archives" section via this link.

Disaster Assistance Information

• A Consumer Guide to Insurance for Natural Disasters

External Appeal Program Annual Reports

• Report January 1, 2005 - December 31, 2005
• Report January 1, 2004 - December 31, 2004
• Report January 1, 2003 - December 31, 2003
• Report January 1, 2002 - December 31, 2002

Fraud (Insurance):

• Insurance Frauds Consumer Brochure
• Health Insurance Fraud Annual Report to the Governor
• Updated! Insurance Frauds Bureau Annual Reports to the Governor and the Legislature on the Operations of the Insurance Frauds Prevention Act (Published January 15th of the following year)

  2010 Report

  2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998

• Insurance Frauds Bureau, A 25-Year Retrospective 1981 - 2006

  Twenty-Five Years of Service to the People of New York State

• Insurance Frauds Bureau, A 20-Year Retrospective 1981 - 2001

  Twenty Years of Service to the People of New York State

• Report on Investigation Regarding Compliance with Insurance Law Section 2610

Health Insurance

• Health Insurance Consumer Guide (includes Complaint Rankings of the year previous to the edition year)
  • 2011 edition
  • View Consumer Guides
• HMO Consumer Guide
  • Note: This Guide was not produced in 2010.  However, HMO data is included on the main 2010 Consumer Guide page.
  • View HMO Guides
• Health Insurance Resource Center
• Healthy New York Guidebooks & Applications (Link to Healthy New York home page)
• Premium Rates for HMO Standard Individual Health Plans (By County)
• Computer Aided Devices(CAD) (A Report on Computer Aided Devices(CAD) for Mammography Screening)
• Draft Regulation: Out-of-Network Health Care Reimbursement Determination and Disclosure (PDF format)
• Report by the Superintendent of Insurance On the Cost and Effectiveness of New York’s 2006 Mental Health Parity Legislation (“Timothy’s Law”) - May 2009 - (PDF format)
  • Appendices
• Partnership for Coverage Report: Achieving Quality, Affordable Health Insurance for All New Yorkers
  • 07/17/2009 Press Release
  • Report of Commissioner of Health and Insurance Superintendent to Governor David A. Paterson (PDF format)
  • Copy of The Urban Institute Report (PDF format)

Holocaust Victims Insurance Act of 1998 - Insurer's Initial Reports

For further explanation on the Kits offered below, please see the instructions following the "Circular Letter 26 forms ...." bullets.

• Kits (Self-Extracting *.exe Format)
  • Circular Letter 26 forms and 1-2-3 WK1 spreadsheet
  • Circular Letter 26 forms and 1-2-3 WK4 spreadsheet
  • Circular Letter 26 forms and Excel spreadsheet

In order to speed the download process, we have zipped (packaged) all components of a kit (several forms and instructions) into one self-extracting (.EXE) file. (See the Circular Letter 26 bullets above). To unzip and print these forms individually, follow these instructions:

1. Create or designate a directory to download files to. Each kit should be saved in a separate directory or sub-directory to distinguish it from other kits.
2. From your browser, select the file that you need from the "Kits" area below, and save it to the directory or sub-directory you created.
3. You may change the file name as long as you keep the file extension (.EXE) the same.
4. Using File Manager in Windows, double click on the file that you just downloaded. The individual files will then be extracted into the same directory. After this process is complete, you may have to refresh the directory listing to see the files.
5. Using File Manager in Windows, highlight an individual form (ending with *.PDF) and double click. This will start Adobe Acrobat Reader and will allow you to read or print the form as needed.

Homeowners & Tenants Insurance

• Consumer Shopping Guide for Homeowners and Tenants Insurance
  • Price Comparison Tables:
    • Downstate Price Comparison Tables (New York City, Long Island and Westchester Counties)
    • Upstate Price Comparison Tables (All other Counties)
• Temporary Panel on Homeowners’ Insurance Coverage - Reports to Governor George E. Pataki and Members of the NYS Legislature
  • Temporary Panel on Homeowners’ Insurance Coverage (2001) (September 1, 2001)
  • Temporary Panel On Homeowners' Insurance Coverage (2000) (May 1, 2000)
  • Temporary Panel on Homeowners' Insurance Coverage (1999) (February 1, 1999, prepared by Applied Insurance Research, Inc.)
    • Appendix C - Hurricane Loss Analysis - Homeowners
  • Temporary Panel on Homeowners' Insurance Coverage (1998) (February 1, 1998)

Licensing

• Licensing Application Forms and Class Information
• Annual Report on Insurance Agent Licensing Examinations - Pursuant to Section 214, Insurance Law (PDF format)
  • New! May 2010 Report | Demographics Attachment
  • July 2009: Report | Demographics Attachment

Life Insurance

• Consumer Guide For Annuity Products in New York
• Life Insurance Resource Center
• Article 4 - Estimated Life Estate Value

Long Term Care

• Updated! A Consumer Guide to Long Term Care Insurance in New York (PDF format)
• Long Term Care Insurance Options in New York State: A Report to the Governor and Legislature - 2005
• The Implementation of Legislation Permitting Approval of Certain Long Term Care Health Insurance Plans - A Report by the Superintendent of Insurance to Governor and the Legisature
  • 2009 (December 31, 2009)
  • 2007 (December 31, 2007)
  • 2005 (December 31, 2005)
  • 2003 (December 31, 2003)
  • 2001 (December 31, 2001)

Medical Malpractice

• The Status of Primary and Excess Medical Malpractice Market and the Future Need For the Medical Malpractice Insurance Association A Report to the Governor and the Legislature by the Superintendent of Insurance (December 1, 1997)

Miscellaneous Reports

• Total Loss Valuation Project Report (PDF format - prepared by DeLoitte Consulting LLP)
• Report on Investigation Regarding Compliance with Insurance Law Section 2610 (PDF format)
• THE PRICE OF DEREGULATION: How “File and Use” Has Undermined New York State’s Ability to Protect Consumers from Excessive Health Insurance Premiums (PDF format)

Modernization Initiative

• Insurance Filings Modernization Initiative Report (PDF format)
• Insurance Filings Modernization Initiative Interim Report (PDF format - April 21, 2011)

New York Annual Statements and Supplements

• 2011 New York Annual Statements and Supplements

  For instructions and to download complete kits, see Annual Statements Instructions and Forms

No-Fault Arbitration Form - Request

• No-Fault Arbitration Form - Request (External link, PDF format)

  For Filing Instructions see How to File a Request for No-Fault Arbitration

Producer (Agents & Brokers) Services

• Excess Line Broker Tax Filing - Premium Tax Statement Section 2118
• Duplicate License Request

  A duplicate license is issued when a license is lost,destroyed, or never received by the licensee. For details, see Services for Existing Licensees

• Letter of Clearance

  Includes instruction letter and Power of Attorney form. May be required when a licensee moves from New York to another state and wants to become licensed in that state. For details, see Services for Existing Licensees

Purchasing Group Forms

• Purchasing Group Notice and Registration (Part A)
• Appointment of Attorney to Accept Service and Designation (Part B)

Rates & Forms Filings Checklists

• Rates & Forms Filings Checklists (Download Section of the P&C Rates and Forms Filing Page)

Security Fund Reports

• New York's Security Funds: Report to Governor George E. Pataki and the New York State Legislature on Reforms to New York's Security Funds (Final Report - Pursuant to Chapter 33 of the Laws of 2005 - May 1, 2006)
• Evaluation of the Property/Casualty Insurance Security Fund, The Public Motor Vehicle Liability Security Fund and the Workers' Compensation Security Fund (Final Report Prepared by RSM McGladrey)
• New York's Security Funds: Report to Governor George E. Pataki and the New York State Legislature on Reforms to the Workers' Compensation Security Fund, Property/Casualty Insurance Security Fund and Public Motor Vehicle Liability Security Fund (Interim Report - Pursuant to Chapter 33 of the Laws of 2005 - October 31, 2005)
• Evaluation of the Property/Casualty Insurance Security Fund, The Public Motor Vehicle Liability Security Fund and the Workers' Compensation Security Fund (Interim Status Report Prepared by RSM McGladrey - October 12, 2005, Last Updated October 28, 2005)

Small Business Guides:

• Health Insurance - a Small Business Guide (Information for small business about Health Insurance)
• Property Casualty Insurance - A Small Business Guide (Information for small business about Property Casualty Insurance
  • English Version
  • Chinese Version

Spanish publications (En Español) (Formato de PDF)

• Guía para el Consumidor Sobre la Compra de Seguro de Automóvil
• Guía del Consumidor Sobre la Compra de Seguro Médico
• Una Guía Para el Consumidor Sobre la Compra de Seguros para Propietarios de Viviendas y para Inquilinos
• Una Guía del Consumidor Para Comprar Seguro de Vida
• Guía del Consumidor Sobre los Servicios de Cuidado a Largo Plazo en el Estado de Nueva York

Timothy's Law

• New! Report by the Superintendent of Insurance On the Cost and Effectiveness of New York’s 2006 Mental Health Parity Legislation (“Timothy’s Law”)

PDF Download Assistance

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If you do not have the Adobe Acrobat Reader, you will need to download and install this free Reader in order to view and print PDF files. Select the Get Acrobat Reader icon following this paragraph. Please read the software license agreement before downloading the program.

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Updated 04/19/2013