Financial Property Company Pre-audit Questionnaire

Financial Examinations for New York Domestic Property and Casualty Companies for Examinations Commencing in 2013

The New York State Department of Financial Services requires all domestic companies to provide certain data and documentation in advance of their financial examination.

How to Submit

This data must be submitted in electronic format via e-mail to the following address:

PropfinPreexam@dfs.ny.gov.

Please attach all relevant documents to your e-mail.

Questions

If you have questions about this procedure, please e-mail or phone James Masterson at: 212-480-5131.

Documents

The following documents are contained in our Pre-Exam Zipped Package:

• First Day Letter (revised 10/04/2012)
• Examination File Layout and File Reconciliation Requirements Request (revised 10/04/2012)
• Examination Planning Questionnaire Exhibit B (EPQ) (revised 10/04/2010)
• Information System Questionnaire Exhibit C (ITPQ)
• Loss Questionnaire (revised 03/02/2011)

Updated 02/05/2013