Financial Property Company Pre-audit Questionnaire
Financial Examinations for New York Domestic Property and Casualty Companies for Examinations Commencing in 2013
The New York State Department of Financial Services requires all domestic companies to provide certain data and documentation in advance of their financial examination.
How to Submit
This data must be submitted in electronic format. We have set up an SFTP site for you to upload the pre-exam documentation. Please email the Department's Systems Administrator at PropfinPreexam@dfs.ny.gov to obtain your SFTP userid and password, and instructions for access to the SFTP site.
If you have questions about this procedure, please e-mail or phone James Masterson at: 212-480-5131.
The following documents are contained in our Pre-Exam Zipped Package:
- First Day Letter
- Examination File Layout and File Reconciliation Requirements Request
- Examination Planning Questionnaire Exhibit B (EPQ)
- Information System Questionnaire Exhibit C (ITPQ)
- Loss Questionnaire