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Insurer Admission Application

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All insurance companies other than non-profit corporations subject to Article 43 of the New York Insurance Law and Health Maintenance Organizations (HMO’s) must use the NAIC’s Uniform Certificate of Authority Applications (UCAA), available at the NAIC’s web site, http://www.naic.org/industry_ucaa.

The Primary Application should be used by entities seeking a license as a New York domestic or for insurers wishing to redomesticate to New York. The Expansion Application should be submitted by all other insurance companies already licensed elsewhere.

Questions about New York licensing of insurers should be directed to the appropriate individual below:

Property
Brian Glaab
518.474.6628
brian.glaab@dfs.ny.gov

Life
Fred Bodinger
212.480.4912
fred.bodinger@dfs.ny.gov

Health
Warren Youngs
212.480.3883
warren.youngs@dfs.ny.gov

For Article 43 Non-Profit Corporations:

Select the following link for application requirements and instructions in PDF format.
Article 43 Licensing Application (Revised 10/2011)

For questions, please call or e-mail:
Robert Solomon, Supervising Insurance Examiner
(212) 480–5246
robert.solomon@dfs.ny.gov

For HMO’s:

Licensing packages may be obtained by calling or e-mailing:
Michael Scharff, Supervising Insurance Examiner
(212) 480–5060
michael.scharff@dfs.ny.gov

Accreditation of Property Reinsurers

Accreditation of Life Reinsurers

Updated 09/03/2013

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