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Recent Developments

DescriptionDate PostedLinks

Emergency Banking Regulations:

  • Emergency Adoption of Part 42 of the General Regulations of the Superintendent (Subprime Home Loans - Thresholds)
09/18/2014 Emergency Banking Regulations

A&H Product Checklists: Comprehensive Health Insurance Large Group Commercial Insurers Checklist

09/18/2014 Accident and Health Product Checklists and Outlines

Health Insurance Checklists, Model Language, Model Notices & Guidance

  • New and updated information
09/16/2014 Information for Health Insurers

Instructions for Drafting Fraud Prevention Plans

09/12/2014 Fraud Reporting and Information for Insurers
Disciplinary Actions Against Insurance Companies, Agents, Brokers & Adjusters 09/12/2014 Disciplinary Actions

Filed Insurance Examination Reports (16 Health Reports, 19 Life Reports, 34 Property Reports)



Health Reports

Life Reports

Property Reports

Proposed Insurance Regulations:

  • Proposed Fifth Amendment to Regulation 79 (11 NYCRR 67) Mandatory Underwriting Inspection [Requirements] Requirement for Private Passenger Automobiles
09/10/2014 Proposed Insurance Regulations

Emergency Insurance Regulations:

  1. Emergency Adoption of the Fourteenth Amendment to Regulation 41 (11 NYCRR 27) Excess Line Placements Governing Standards;
  2. Emergency Adoption of the Fifteenth Amendment to Regulation 64 (11 NYCRR 216) Unfair Claims Settlement Practices and Claim Cost Control Measures

Emergency Insurance Regulations

Final Adoptions of Insurance Regulations:

  1. Final Adoption of the Sixth Amendment to Regulation 126 ( 11 NYCRR 95) Regulations Governing an Actuarial Opinion and Memorandum;
  2. Final Adoption of the Third Amendment to Regulation 151 ( 11 NYCRR 99) Valuation of Annuity, Single Premium Life Insurance, Guaranteed Interest Contract and Other Deposit Reserves

Final Insurance Regulations

Medicare Supplement Insurance Premium Rates for September 2014

09/01/2014 Medicare Supplement Insurance

Public Hearings: SBLI Demutualization - August 21, 2014

  • Transcript, Supplemental Statements, and Public Comments
08/29/2014 Public Hearing - SBLI

2014 New York State Consumer Guide to Health Insurers


Consumer Publications

Health Insurance Resource Center

Public Hearings: SBLI Demutualization - August 21, 2014 08/22/2014 Public Hearing - SBLI
Maximum Reserve Valuation and Maximum Life Policy Nonforfeiture Interest Rates 08/18/2014 Life Reserves and Solvency
Group Fixed and/or Variable Annuity Contracts Subject to Individual Standards (update) 07/25/2014 Life Product Outlines and Checklists

Proposed Banking Regulations:

Proposed Revised Part 420 of the Superintendent's Regulations and Supervisory Procedure MB 107 and the Repeal of Supervisory Procedure MB 108 (Mortgage Loan Originators).

07/23/2014 Proposed Banking Regulations

Health Insurance Checklists, Model Language, Model Notices & Guidance:

  • New - Model Notices
07/22/2014 Health Insurers information

Health Insurance Checklists, Model Language & Guidance:

  • New - Uniform Modification Policy Changes Guidance
07/17/2014 Health Insurers information

Final Adoptions of Banking Regulation: Adoption of New Part 83 of the General Regulations of the Superintendent (Shared Appreciation Modification Mortgages)


Final Adoptions

2013 Department of Financial Services Annual Report to the Governor and Legislature 07/03/2014 Annual Reports
PreLicensing Education Provider Program: Updated Insurance Exam Content Topic Locator documents 07/02/2014 PreLicensing Education Provider Program

Department of Financial Services Regulatory Agenda - June 10, 2014

06/16/2014 Regulatory Agenda
Insurance Circular Letter No. 5: "Impact of Mental Health Parity and Addiction Equity Act of 2008 (“MHPAEA”), Affordable Care Act (“ACA”), and the MHPAEA Final Rule on Mental Health and Substance Use Disorder Benefits in New York’s Health Insurance Market." 06/04/2014 Insurance Circular Letters - 2014