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Recent Developments

DescriptionDate PostedLinks

Public Hearings: SBLI Demutualization - August 21, 2014

  • Transcript, Supplemental Statements, and Public Comments
08/29/2014 Public Hearing - SBLI

2014 New York State Consumer Guide to Health Insurers


Consumer Publications

Health Insurance Resource Center

Public Hearings: SBLI Demutualization - August 21, 2014 08/22/2014 Public Hearing - SBLI

Proposed Insurance Regulations:

Consolidated Proposal for:

  • Fifth Amendment to Regulation 147 (11 NYCRR Part 98), Valuation Of Life Insurance Reserves, and
  • Third Amendment to Regulation 179 (11 NYCRR Part 100) Recognition Of The 2001 CSO Mortality Table For Use In Determining Minimum Reserve Liabilities And Nonforfeiture Benefits And Recognition And Application Of Preferred Mortality Tables For Use In Determining Minimum Reserve Liabilities
08/21/2014 Proposed Insurance Regulations
Maximum Reserve Valuation and Maximum Life Policy Nonforfeiture Interest Rates 08/18/2014 Life Reserves and Solvency
Group Fixed and/or Variable Annuity Contracts Subject to Individual Standards (update) 07/25/2014 Life Product Outlines and Checklists

Final Adoptions of Insurance Regulations:

  1. Final Adoption of Regulation 203 (11 NYCRR 82) (New) Enterprise Risk Management And Own Risk And Solvency Assessment;
  2. Final Adoption of the First Amendment to Regulation 128 (11 NYCRR 97) Market Value Separate Accounts Funding Guaranteed Benefits; Separate Account Operations And Reserve Requirements

Final Insurance Regulations

Emergency Insurance Regulations:

  1. Emergency Adoption of the Third Amendment to Regulation 85 (11 NYCRR 136) Public Retirement Systems;
  2. Emergency Adoption of the Fourteenth Amendment to Regulation 41 (11 NYCRR 27) Excess Line Placements Governing Standards

Emergency Insurance Regulations

Proposed Banking Regulations:

Proposed Revised Part 420 of the Superintendent's Regulations and Supervisory Procedure MB 107 and the Repeal of Supervisory Procedure MB 108 (Mortgage Loan Originators).

07/23/2014 Proposed Banking Regulations

Emergency Banking Regulations:

  1. Emergency Adoption of Amendments to Part 301 of the Superintendent's Regulations (Security at Automated Teller Facilities);
  2. Emergency Adoption of Part 117 for the Superintendent's Regulations (Lending Limits: Inclusion of Credit Exposure Arising from Derivative Transactions)
07/23/2014 Emergency Banking Regulations

Health Insurance Checklists, Model Language, Model Notices & Guidance:

  • New - Model Notices
07/22/2014 Health Insurers information

Health Insurance Checklists, Model Language & Guidance:

  • New - Uniform Modification Policy Changes Guidance
07/17/2014 Health Insurers information

Final Adoptions of Banking Regulation: Adoption of New Part 83 of the General Regulations of the Superintendent (Shared Appreciation Modification Mortgages)


Final Adoptions

2013 Department of Financial Services Annual Report to the Governor and Legislature 07/03/2014 Annual Reports
PreLicensing Education Provider Program: Updated Insurance Exam Content Topic Locator documents 07/02/2014 PreLicensing Education Provider Program

Department of Financial Services Regulatory Agenda - June 10, 2014

06/16/2014 Regulatory Agenda

Health Insurers Filing Resources: 2015 Prior Approval NYSOH & Outside NYSOH Rate Checklists and Exhibits

06/12/2014 Filing Resources
Insurance Circular Letter No. 5: "Impact of Mental Health Parity and Addiction Equity Act of 2008 (“MHPAEA”), Affordable Care Act (“ACA”), and the MHPAEA Final Rule on Mental Health and Substance Use Disorder Benefits in New York’s Health Insurance Market." 06/04/2014 Insurance Circular Letters - 2014

Medicare Supplement Insurance Premium Rates for June 2014

06/02/2014 Medicare Supplement Insurance