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Proposed Regulations

DFS is proposing regulations to eliminate certain application requirements and clarify other requirements.  Comments will be due 45 days from publication of this proposal in the State Register.  Upon such publication, this page will be updated with information on how to comment and the date on which comments are due.

Industry Guidebooks

New York’s laws and DFS regulations form a complex matrix of regulatory requirements.  In the coming weeks, DFS will be issuing comprehensive guidebooks that help companies and individuals to not only apply for a license, but to maintain a license.  These guidebooks will compile these materials in one place and boil them down into comprehensible directions on what information to file with DFS, at what times, and what licensees are and are not permitted to do as a licensed entity.

Recent Developments

Filings & Quarterly Reporting

Industry Letters

Updated 06/02/2015


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