Information and Resources for Licensed Lenders
|Application Type||Application & Instructions||Individual Forms|
|Note: all references below to Banking Law and Superintendent's Regulations refer to New York State Laws and Regulations|
For licensing requirements see Article 9 of the Banking Law, sections 340 to 361, Superintendent's Regulations Parts 401, 407 and 300 and Penal Law Section 190.42.
Authority to Release Information
Examination and Annual Assessment Information
Institutions We Supervise
The Department of Financial Services supervises many different types of institutions. Supervision by DFS may entail chartering, licensing, registration requirements, examination, etc. The Who We Supervise search application can help you find out whether an institution is regulated and/or licensed by DFS, and what additional locations or branches they may have.