Information and Resources for the Budget Planner Industry
|Application Type||Application & Instructions||Individual Forms|
|Note: all references below to Banking Law and Superintendent's Regulations refer to New York State Laws and Regulations|
For licensing requirements see Article 12-C of the Banking Law, sections 579 to 587, Superintendent's Regulations Parts 402, 404 and 300 and General Business Law Article 28-B.
Authority to Release Information
Examination and Annual Assessment Information
Institutions We Supervise
The Department of Financial Services supervises many different types of institutions. Supervision by DFS may entail chartering, licensing, registration requirements, examination, etc. The Who We Supervise search application can help you find out whether an institution is regulated and/or licensed by DFS, and what additional locations or branches they may have.