Information and Resources for the Budget Planner Industry
|Application Type||Application & Instructions||Individual Forms|
|Note: all references below to Banking Law and Superintendent's Regulations refer to New York State Laws and Regulations|
For licensing requirements see Article 12-C of the Banking Law, sections 579 to 587, Superintendent's Regulations Parts 402, 404 and 300 and General Business Law Article 28-B.
Authority to Release Information
Examination and Annual Assessment Information
- Change in Certain Individuals
- Change in New York Trust Account
- License Surrender
- Licensee Contact Update
- Lost License Affidavit
- Quarterly New York Trust Account Reports
Institutions We Supervise
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