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Information and Resources for the Budget Planner Industry

Annual Reports

2014 Budget Planner Annual Report Form (Word)

2014 Budget Planner Annual Report Form (PDF)


Application Type Application & Instructions Individual Forms
Note: all references below to Banking Law and Superintendent's Regulations refer to New York State Laws and Regulations

Budget Planner
Only type B not-for-profit corporations as defined in section 201 of the not-for-profit corporation law of New York, or an entity incorporated in another state having a similar not-for-profit status, shall engage in the business of budget planning.

For licensing requirements see Article 12-C of the Banking Law, sections 579 to 587, Superintendent's Regulations Parts 402, 404 and 300 and General Business Law Article 28-B.

Authority to Release Information
Background Report Certification
Bond-New York Instruments
Corporate Financial Statement
Deposit Agreement
Litigation Affidavit-Individual
Litigation Affidavit-Licensee/Applicant
Personal Financial Statement
Privacy Affidavit
Taxpayer ID
Zoning Affidavit


Fingerprinting Resources

Examination and Annual Assessment Information

Additional Resources

Institutions We Supervise

Budget Planners | Budget Planner Locations*

* These pages contain large files that may take some time to download. To open and view these lists you must be using Internet Explorer version 5.1 or later and have Microsoft Office or Office Web Components installed on your computer. To use these lists interactively you must have Microsoft Excel installed on your computer.


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