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Consultant Applications Being Accepted

Posted May 21, 2014

The New York State Department of Financial Services (“the Department”) is accepting applications from firms interested in serving as the independent monitor for Credit Suisse AG, pursuant to paragraphs 2 through 6 of the Department’s May 18, 2014 Consent Order.

Applicants are hereby directed to submit a statement of interest summarizing their qualifications, areas of expertise, past experience, and any additional materials, not to exceed 10 pages, either by e-mail to or in hard copy to:

Nicole E. Jacoby
Special Counsel – Banking Division
New York State Department of Financial Services
One State Street
New York, NY 10004-1511

Applicants are requested to disclose to the Department any information that might be viewed as affecting the applicant’s independence or giving rise to a conflict of interest, including but not limited to, financial, business or customer/client relationships, stock ownership, or prior consummated or contemplated business transactions with Credit Suisse AG.  In addition, applicants should disclose any pending matters pursuant to which they are currently appearing or may make an appearance before the Department.

To the extent the applicant contemplates the hiring of any sub-contractor as part of the engagement, the sub-contractor is also requested to make the above-described disclosures.

All application materials must be received by no later than the close of business on Wednesday, May 28, 2014.

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